Besides LIBOR Manipulation, FOREX (Foreign Exchange) Market Manipulation Fines … “Expect More Criminality in the Financial Markets”

Some  two years after fining a number of large, global banks for rigging the London Interbank Offered Rate (LIBOR) — the primary benchmark for most loan rates around the world — Swiss, British and American regulators have now fined a number of large, global banks for rigging benchmarks utilized by fund managers to decide what to pay for foreign currency in the foreign exchange (forex) market.

See some reporting here and here and some cogent commentary here and here.

Former, Senior Banker at “Leading” British Bank Pleads Guilty in London to Criminal Charge of Conspiracy to Defraud in Connection with Manipulating LIBOR

Please see from DealBook – The New York Times:

“A Former Banker Pleads Guilty in British Libor Case”

See also from the Serious Fraud Office (SFO) of the Government of the United Kingdom:

“LIBOR manipulation: banker pleads guilty to conspiracy to defraud”

As can be seen from these links, no identifying information has yet been released.

But more details should be made public at trial, which is now reportedly (see here) set for May 2015.

Some New Action on LIBOR [London InterBank Offered Rate]: U.S. FDIC [Federal Deposit Insurance Corporation] Files Suit Against 16 Large Banks for Rigging LIBOR Rates

The U.S. Federal Deposit Insurance Corporation (FDIC) has today filed lawsuits — claiming, among other things, conspiracy to manipulate and suppress the London InterBank Offered Rate (LIBOR) — against 16 large, global banks:

  1. Bank of America Corp.
  2. Bank of Tokyo-Mitsubishi UFJ
  3. Barclays PLC
  4. Citigroup Inc.
  5. Credit Suisse Group AG
  6. Deutsche Bank AG
  7. HSBC Holdings PLC
  8. JPMorgan Chase & Co.
  9. Lloyds Banking Group PLC
  10. Norinchukin Bank
  11. Rabobank
  12. Royal Bank of Canada
  13. Royal Bank of Scotland Group PLC
  14. Société Générale
  15. UBS AG
  16. WestLB AG

Federal Deposit Insurance Corporation, et al. v. Bank of America Corporation,
Docket No. 1:14-cv-01757 (S.D.N.Y. Mar 14, 2014) (complaint)

For some media coverage, see, e.g., here and here.

N.B.:

Federal Deposit Insurance Corporation et al v. Bank of America Corporation et al
Assigned to: Judge Naomi Reice Buchwald
Related Case: 1:11-md-02262-NRB
Cause: 12:1819 Default of Promissory Note
Date Filed: 03/14/2014
Jury Demand: Plaintiff
Nature of Suit: 410 Anti-Trust
Jurisdiction: Federal Question

 

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Amcore Bank, N.A.
represented by James R. Martin 
Dickstein Shapiro LLP
1825 Eye Street Nw
Washington, DC 20006
(202)-420-2239
Email: martinj@dicksteinshapiro.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
Dickstein Shapiro LLP (DC)
1825 Eye Street, N.W.
Washington, DC 20006-5403
(202)-420-4413
Email: hackettj@dicksteinshapiro.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
Dickstein Shapiro Mmorin & Oshinsky LLP
2101 L Street, N.W.
Washington, DC 20037
(202)-775-4778
Fax: (202)-887-0689
Email: leveridger@dsmo.com
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Amtrust Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Bankunited, F.S.B.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Colonial Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for California National Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Community Banks of Colorado
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Corus Bank, N.A.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Downey Savings and Loan Association, F.A.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Eurobank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for First Community Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for First Federal Bank of California, F.S.B.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
for First National Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for First Regional Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for First Regional Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Frontier Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Georgian Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Guranty Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for guaranty bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Hillcrest Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Imperial Capital Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Indymac Bank, F.S.B.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Integra Bank, N.A.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Irwin Union Bank and Trust Company
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for La Jolla Bank, F.S.B.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Lydian Private Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Midwest Bank and Trust Company
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Orion Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Pacific National Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Park National Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for PFF Bank & Trust
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for R-G Premier Bank of Puerto Rico
Plaintiff
Federal Deposit Insurance Corporation
as receiver for Riverside National Bank of Florida
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for San Diego National Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver For Silverton Bank, N.A.
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Superior Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Tierone Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for United Commercial Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for United Western Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Washington Mutual Bank
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

Plaintiff
Federal Deposit Insurance Corporation
as receiver for Westernbank Puerto Rico
represented by James R. Martin 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jennifer D Hackett 
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Richard James Leveridge 
(See above for address)
ATTORNEY TO BE NOTICED

V.
Defendant
Bank of America Corporation
Defendant
Bank of America, N.A.
Defendant
Merrill Lynch & Co.
Defendant
Merrill Lynch Capital Services, Inc.
Defendant
Merrill Lynch International Bank Ltd.
Defendant
Barclays Bank Plc,
Defendant
British Bankers’ Association
Defendant
BBA Enterprises Ltd.
Defendant
BBA Libor Ltd.
Defendant
Citigroup, Inc.
Defendant
Citibank, N.A.
Defendant
Citigroup Financial Products, Inc.
Defendant
Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A.
Defendant
Creidt Suisse Group AG
Defendant
Credit Suisse International
Defendant
Deutsche Bank AG
Defendant
HSBC Holdings plc,
Defendant
HSBC Bank USA, N.A.
Defendant
The HongKong and Shanghai Banking Corporation Ltd.
Defendant
JP Morgan Chase & Co.
Defendant
JPMorgan Chase Bank, N.A.
Defendant
Bear Stearns Capital Markets, Inc.
Defendant
J.P. Morgan Markets Ltd.
formerly known as
Bear Stearns International, ltd.
Defendant
J.P. Morgan Bank Dublin PLC
Defendant
Lloyds Banking Group plc represented by Marc Joel Gottridge 
Hogan Lovells US LLP (nyc)
875 Third Avenue
New York, NY 10022
(212) 918-3000
Fax: (212) 918-3100
Email: marc.gottridge@hoganlovells.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Jean Fried 
Hogan Lovells US LLP (nyc)
875 Third Avenue
New York, NY 10022
(212) 918-3000
Fax: (212) 918-3100
Email: lisa.fried@hoganlovells.com
ATTORNEY TO BE NOTICED

Defendant
Lloyds TSB Bank PLC represented by Marc Joel Gottridge 
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Jean Fried 
(See above for address)
ATTORNEY TO BE NOTICED

Defendant
HBOS Plc represented by Marc Joel Gottridge 
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Jean Fried 
(See above for address)
ATTORNEY TO BE NOTICED

Defendant
Societe Generale
Defendant
The Norinchukin Bank represented by Andrew W. Stern 
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
212-839-5300
Fax: 212-839-5599
Email: astern@sidley.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Alan M. Unger 
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
212 839-5785
Fax: 212 839-5599
Email: aunger@sidley.com
ATTORNEY TO BE NOTICED

Benjamin Jacob Hoffart 
Sidley Austin LLP
787 Seventh Avenue
New York, NY 10019
(212) 839-6752
Fax: (212) 839-5500
Email: bhoffart@sidley.com
ATTORNEY TO BE NOTICED

Nicholas Primer Crowell 
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
(212)-839-5449
Fax: (212)-839-5599
Email: ncrowell@sidley.com
ATTORNEY TO BE NOTICED

Thomas Andrew Paskowitz 
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
(212)-839-5832
Fax: (212)-839-5400
Email: tpaskowitz@sidley.com
ATTORNEY TO BE NOTICED

Defendant
Royal Bank of Canada
Defendant
The Royal Bank of Scotland plc
Defendant
The Bank of Tokyo-Mitsubishi UFJ Ltd.
Defendant
UBS AG
Defendant
Portigon AG
formerly known as
WestLB

 

Date Filed # Docket Text
03/14/2014 1 CIVIL COVER SHEET filed. (laq) (laq). (Entered: 03/14/2014)
03/14/2014 2 COMPLAINT against BBA Enterprises Ltd., BBA Libor Ltd., Bank of America Corporation, Bank of America, N.A., Barclays Bank Plc,, Bear Stearns Capital Markets, Inc., British Bankers’ Association, Citibank, N.A., Citigroup Financial Products, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A., Credit Suisse International, Creidt Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank USA, N.A., HSBC Holdings plc,, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Banking Group plc, Lloyds TSB Bank PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank Ltd., Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The HongKong and Shanghai Banking Corporation Ltd., The Norinchukin Bank, The Royal Bank of Scotland plc, UBS AG. (Filing Fee $ 350.00, Receipt Number 1089985)Document filed by Federal Deposit Insurance Corporation(as receiver for Amtrust Bank), Federal Deposit Insurance Corporation, Federal Deposit Insurance Corporation(as receiver for Bankunited, F.S.B.).(laq) (Additional attachment(s) added on 3/17/2014: # 1 1 1, # 2 1 2, # 3 1 3, # 4 2, # 5 3, # 6 4 1, # 7 4 2, # 8 5, # 9 6, # 10 7, # 11 8, # 12 9, # 13 10, # 14 11, # 15 12, # 16 13, # 17 14, # 18 15, # 19 16, # 20 17, # 21 18, # 22 19, # 23 20 1, # 24 20 2, # 25 21, # 26 22, # 2723 1, # 28 23 2, # 29 24 1, # 30 24 2, # 31 25 1, # 32 25 2, # 33 26, # 34 27, # 35 28, # 36 29, # 37 30, # 38 31, # 39 32, # 40 33 1, # 41 33 2, # 42 34, # 43 35, # 44 36, # 45 37, # 46 38, # 47 39, # 48 40, # 49 41, # 50 42 1, # 51 42 2, # 52 43, # 53 44, # 54 45, # 55 46) (laq). (Additional attachment(s) added on 3/18/2014: # 56 47, # 57 48, # 58 49, # 59 50, # 60 51, # 61 52, # 62 53) (laq). (Additional attachment(s) added on 3/18/2014: # 63 47, # 64 48, # 65 49, # 66 50, # 67 51, # 68 52, # 69 53) (laq). (Additional attachment(s) added on 3/18/2014: # 70 54, # 71 55, # 72 56, # 73 57, # 74 58, # 75 59, # 7660, # 77 61, # 78 62, # 79 63, # 80 64, # 81 65, # 82 66, # 83 67, # 84 68, # 85 69, # 86 70, # 87 71, # 88 72, # 89 73, # 90 74, # 91 75, # 92 76) (laq). (Entered: 03/14/2014)
03/14/2014 SUMMONS ISSUED as to BBA Enterprises Ltd., BBA Libor Ltd., Bank of America Corporation, Bank of America, N.A., Barclays Bank Plc,, Bear Stearns Capital Markets, Inc., British Bankers’ Association, Citibank, N.A., Citigroup Financial Products, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A., Credit Suisse International, Creidt Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank USA, N.A., HSBC Holdings plc,, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Banking Group plc, Lloyds TSB Bank PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank Ltd., Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The HongKong and Shanghai Banking Corporation Ltd., The Norinchukin Bank, The Royal Bank of Scotland plc, UBS AG. (laq) (Entered: 03/14/2014)
03/14/2014 Magistrate Judge Debra C. Freeman is so designated. (laq) (Entered: 03/14/2014)
03/14/2014 Case Designated ECF. (laq) (Entered: 03/14/2014)
03/14/2014 5 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (laq) (Entered: 03/21/2014)
03/19/2014 3 LETTER addressed to Judge Gregory H. Woods from All Plaintiffs dated 03/19/2014 re: Case No. 14 CV 1757. Document filed by Federal Deposit Insurance Corporation(as receiver for Riverside National Bank of Florida), Federal Deposit Insurance Corporation(as receiver for Integra Bank, N.A.), Federal Deposit Insurance Corporation(as receiver for Community Banks of Colorado), Federal Deposit Insurance Corporation(as receiver for Park National Bank), Federal Deposit Insurance Corporation(as receiver for First Regional Bank), Federal Deposit Insurance Corporation(as receiver for Lydian Private Bank), Federal Deposit Insurance Corporation(as receiver for Frontier Bank), Federal Deposit Insurance Corporation(as receiver for Guranty Bank), Federal Deposit Insurance Corporation(as receiver for Colonial Bank), Federal Deposit Insurance Corporation(as receiver for United Western Bank), Federal Deposit Insurance Corporation(as receiver for Hillcrest Bank), Federal Deposit Insurance Corporation(as receiver for Midwest Bank and Trust Company), Federal Deposit Insurance Corporation(as receiver for Downey Savings and Loan Association, F.A.), Federal Deposit Insurance Corporation(as receiver for Corus Bank, N.A.), Federal Deposit Insurance Corporation(as receiver for Pacific National Bank), Federal Deposit Insurance Corporation(as receiver for Eurobank), Federal Deposit Insurance Corporation(as receiver for Georgian Bank), Federal Deposit Insurance Corporation, Federal Deposit Insurance Corporation(as receiver for California National Bank), Federal Deposit Insurance Corporation(as receiver for First Community Bank), Federal Deposit Insurance Corporation(as receiver for First Regional Bank), Federal Deposit Insurance Corporation(as receiver for Superior Bank), Federal Deposit Insurance Corporation(as receiver for First Federal Bank of California, F.S.B.), Federal Deposit Insurance Corporation(as receiver for Amtrust Bank), Federal Deposit Insurance Corporation(as receiver for Amcore Bank, N.A.), Federal Deposit Insurance Corporation(as receiver for Imperial Capital Bank), Federal Deposit Insurance Corporation(as receiver for Orion Bank), Federal Deposit Insurance Corporation(as receiver for United Commercial Bank), Federal Deposit Insurance Corporation(as receiver for guaranty bank), Federal Deposit Insurance Corporation(as receiver For Silverton Bank, N.A.), Federal Deposit Insurance Corporation(for First National Bank), Federal Deposit Insurance Corporation(as receiver for San Diego National Bank), Federal Deposit Insurance Corporation(as receiver for Washington Mutual Bank), Federal Deposit Insurance Corporation(as receiver for PFF Bank & Trust), Federal Deposit Insurance Corporation(as receiver for Tierone Bank), Federal Deposit Insurance Corporation(as receiver for R-G Premier Bank of Puerto Rico), Federal Deposit Insurance Corporation(as receiver for Westernbank Puerto Rico), Federal Deposit Insurance Corporation(as receiver for Bankunited, F.S.B.), Federal Deposit Insurance Corporation(as receiver for Irwin Union Bank and Trust Company), Federal Deposit Insurance Corporation(as receiver for La Jolla Bank, F.S.B.). (Attachments: # 1 Exhibit 1)(Leveridge, Richard) (Entered: 03/19/2014)
03/21/2014 4 LETTER addressed to Judge Gregory H. Woods from Robert F. Wise, Jr. dated March 21, 2014 re: On behalf of all Defendants in response to the letter dated March 19, 2014, from plaintiffs counsel in the FDIC Action regarding their decision not to mark the FDIC Action as related to the LIBOR MDL, as required by Local Civil Rule 1.6.. Document filed by BBA Enterprises Ltd., BBA Libor Ltd., Bank of America Corporation, Bank of America, N.A., Barclays Bank Plc,, Bear Stearns Capital Markets, Inc., British Bankers’ Association, Citibank, N.A., Citigroup Financial Products, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A., Credit Suisse International, Creidt Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank USA, N.A., HSBC Holdings plc,, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Banking Group plc, Lloyds TSB Bank PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank Ltd., Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The HongKong and Shanghai Banking Corporation Ltd., The Norinchukin Bank, The Royal Bank of Scotland plc, UBS AG.(Wise, Robert) (Entered: 03/21/2014)
03/25/2014 NOTICE OF CASE REASSIGNMENT to Judge Naomi Reice Buchwald. Judge Gregory H. Woods is no longer assigned to the case. (pgu) (Entered: 03/25/2014)
03/25/2014 Magistrate Judge Gabriel W. Gorenstein is so redesignated. (pgu) (Entered: 03/25/2014)
03/25/2014 CASE ACCEPTED AS RELATED. Create association to 1:11-md-02262-NRB. (pgu) (Entered: 03/25/2014)
03/26/2014 6 NOTICE OF APPEARANCE by Andrew W. Stern on behalf of The Norinchukin Bank. (Stern, Andrew) (Entered: 03/26/2014)
03/26/2014 7 NOTICE OF APPEARANCE by Alan M. Unger on behalf of The Norinchukin Bank. (Unger, Alan) (Entered: 03/26/2014)
03/26/2014 8 NOTICE OF APPEARANCE by Nicholas Primer Crowell on behalf of The Norinchukin Bank. (Crowell, Nicholas) (Entered: 03/26/2014)
03/26/2014 9 NOTICE OF APPEARANCE by Thomas Andrew Paskowitz on behalf of The Norinchukin Bank. (Paskowitz, Thomas) (Entered: 03/26/2014)
03/26/2014 10 NOTICE OF APPEARANCE by Benjamin Jacob Hoffart on behalf of The Norinchukin Bank. (Hoffart, Benjamin) (Entered: 03/26/2014)
03/26/2014 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Norinchukin Bank.(Stern, Andrew) (Entered: 03/26/2014)
03/27/2014 12 NOTICE OF APPEARANCE by Marc Joel Gottridge on behalf of HBOS Plc, Lloyds Banking Group plc, Lloyds TSB Bank PLC. (Attachments: # 1 Certificate of Service)(Gottridge, Marc) (Entered: 03/27/2014)
03/27/2014 13 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Lloyds Banking Group plc for HBOS Plc, Lloyds TSB Bank PLC. Document filed by HBOS Plc, Lloyds Banking Group plc, Lloyds TSB Bank PLC. (Attachments: # 1 Certificate of Service)(Gottridge, Marc) (Entered: 03/27/2014)
03/27/2014 14 NOTICE OF APPEARANCE by Lisa Jean Fried on behalf of HBOS Plc, Lloyds Banking Group plc, Lloyds TSB Bank PLC. (Attachments: # 1 Certificate of Service)(Fried, Lisa) (Entered: 03/27/2014)
03/27/2014 15 ORDER: WHEREAS, this case was previously designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the “Pilot Project”), it is hereby ORDERED that the designation is hereby vacated, and the Clerk of Court shall remove the COMPLEX-CSMGMT flag. (Signed by Judge Naomi Reice Buchwald on 3/27/2014) (mro) (Entered: 03/27/2014)

 

DRAFT Select, Annotated BIBLIOGRAPHY of Recent Materials on LIBOR [London InterBank Offered Rate] and LIBOR-Based Financial Instruments Antitrust Litigation

*Through December 2013*

DRAFT Select, Annotated BIBLIOGRAPHY of Recent Materials on LIBOR [London InterBank Offered Rate] and LIBOR-Based Financial Instruments Antitrust Litigation

Recent Docket Sheet Caption / Member Cases/ List of Attorneys ~ In Re: Libor-Based Financial Instruments Antitrust Litigation [S.D.N.Y. 11-]2262

*Through December 2013*

 

Date Filed: May 13, 2011
Status: Closed
Assigned to: Naomi Reice Buchwald
Member Cases:
2:12-cv-10903 in C.D. Cal., Los Angeles County Employees Retirement Association v. Bank of America Corporation et al (CTO Final)
5:13-cv-00062 in C.D. Cal., City of Riverside et al v. Bank of America Corporation et al (CTO Final)
5:13-cv-00122 in C.D. Cal., County of Riverside v. Bank Of America Corporation et al (CTO Final)
8:12-cv-00323 in C.D. Cal., Helen Galope v. Deutsche Bank National Trust Company et al (Not Related)
2:13-cv-01476 in E.D. Cal., County of Sacramento v. Bank of America Corporation, et al. (CTO Final)
1:13-cv-05278 in N.D. Cal., County of Mendocino v. Bank of America Corporation et al (CTO Final)
3:11-cv-04186 in N.D. Cal., Schwab Money Market Fund et al v. Bank of America Corporation et al (CTO Final)
3:11-cv-04187 in N.D. Cal., Charles Schwab Bank, N.A. et al v. Bank of America Corporation et al (CTO Final)
3:12-cv-06571 in N.D. Cal., Payne et al v. Bank of America Corporation et al (CTO Final)
3:13-cv-00106 in N.D. Cal., City of Richmond et al v. Bank of America Corporation et al (CTO Final)
3:13-cv-00109 in N.D. Cal., East Bay Municipal Utility District v. Bank of America Corporation et al (CTO Final)
3:13-cv-02921 in N.D. Cal., The Regents of the University of California v. Bank of America Corporation et al (CTO Final)
3:13-cv-02979 in N.D. Cal., County of Sonoma et al v. Bank of America Corporation et al (CTO Final)
4:11-cv-04271 in N.D. Cal., Schwab Short-Term Bond Market Fund et al v. Bank of America Corporation et al (CTO Final)
4:13-cv-00108 in N.D. Cal., County of San Mateo et al v. Bank of America Corporation et al (CTO Final)
4:13-cv-02244 in N.D. Cal., Charles Schwab Corporation et al v. Bank of America Corporation et al (Transfer)
3:13-cv-00048 in S.D. Cal., County of San Diego v. Bank of America Corporation et al (CTO Final)
3:13-cv-01466 in S.D. Cal., San Diego Association of Governments v. Bank of America Corporation et al (CTO Final)
4:13-cv-00334 in S.D. Iowa, Principal Funds, Inc. et al v. Bank of America Corporation et al (CTO Final)
4:13-cv-00335 in S.D. Iowa, Principal Financial Group, Inc. et al v. Bank of America Corporation et al (CTO Final)
1:11-cv-02625 in N.D. Ill., Hershey v. Credit Suisse Group AG et al (Closed)
1:11-cv-02706 in N.D. Ill., McCormick et al v. Bank of America Corporation et al (Closed)
1:11-cv-02824 in N.D. Ill., Laydon v. Credit Suisse Group AG et al (Closed)
1:11-cv-03739 in N.D. Ill., Calle Gracey v. BANK OF AMERICA CORP. et al (Closed)
1:11-cv-04047 in N.D. Ill., 303030 Trading, LLC v. Bank of America Corporation et al (Closed)
1:11-cv-04397 in N.D. Ill., Atlantic Trading USA, LLC v. BANK OF AMERICA CORP. et al (Closed)
1:13-cv-00684 in N.D. Ill., Weglarz et al v. JP Morgan Chase Bank, N.A. et al (CTO Final)
2:13-cv-02497 in D. Kan., National Credit Union Administration Board v. Credit Suisse Group AG et al (CTO Final)
1:13-cv-10668 in D. Mass., Highlander Realty v. Citizens Bank of Massachusetts (CTO Final)
0:11-cv-01901 in D. Minn., AVP Properties, LLC v. Bank of America Corporation et al (Closed)
2:11-cv-03847 in D.N.J., NATHANIAL HAYNES v. BANK OF AMERICA CORPORATION et al (Closed)
2:12-cv-06294 in E.D.N.Y., Maragos v. Bank of America Corporation et al (Transfer)
1:11-cv-02613 in S.D.N.Y., FTC Capital GMBH et al v. Credit Suisse Group AG et al (NTN)
1:11-cv-02883 in S.D.N.Y., Carpenters Pension Fund of West Virginia v. Bank of America Corporation et al (Closed)
1:11-cv-03128 in S.D.N.Y., City of Dania Beach Police & Firefighters’ Retirement System v. Bank of America Corporation et al (Closed)
1:11-cv-03249 in S.D.N.Y., Ravan Investments, LLC v. Bank of America Corporation et al (Closed)
1:11-cv-03423 in S.D.N.Y., Francis v. Bank of America Corporation et al (Closed)
1:11-cv-03781 in S.D.N.Y., Insulators and Asbestos Workers Local #14 v. Bank of America Corporation et al (Closed)
1:11-cv-03925 in S.D.N.Y., Courmont & Wapner Associates, L.P. v. Credit Suisse Group AG et al (Closed)
1:11-cv-04421 in S.D.N.Y., Augenbaum v. Bank of America Corporation et al (Closed)
1:11-cv-04736 in S.D.N.Y., Independence Trading Inc. v. Bank of America Corporation et al (Closed)
1:11-cv-05450 in S.D.N.Y., Mayor and City Council of Baltimore v. Bank of America Corporation et al (NTN)
1:11-cv-06120 in S.D.N.Y., Van De Velde v. Bank of America Corporation et al (Closed)
1:11-cv-07676 in S.D.N.Y., Metzler Investment GmbH v. Credit Suisse Group AG et al (Closed)
1:11-cv-07715 in S.D.N.Y., City of New Britain Firefighters’ and Police Benefit Fund v. Bank of America Corporation et al (Closed)
1:12-cv-01025 in S.D.N.Y., Gelboim v. Credit Suisse Group AG et al (NTN)
1:12-cv-04205 in S.D.N.Y., Community Bank & Trust v. Bank of America Corporation et al (NTN)
1:12-cv-05723 in S.D.N.Y., The Berkshire Bank v. Bank of America Corporation et al (NTN)
1:12-cv-05822 in S.D.N.Y., 33-35 Green Pond Road Associates, LLC v. Bank Of America Corporation et al (NTN)
1:12-cv-06056 in S.D.N.Y., Lieberman et al v. Credit Suisse Group AG et al (NTN)
1:12-cv-06693 in S.D.N.Y., Courtyard at Amwell II, LLC et al v. Bank of America Corporation et al (NTN)
1:12-cv-07461 in S.D.N.Y., Adams et al v. Bank of America Corp. et al (NTN)
1:13-cv-00346 in S.D.N.Y., Guaranty Bank & Trust Company v. Credit Suisse Group AG et al (NTN)
1:13-cv-00407 in S.D.N.Y., Earle et al (NTN)
1:13-cv-00638 in S.D.N.Y., BPP Illinois, LLC et al v. The Royal Bank of Scotland Group PLC et al (NTN)
1:13-cv-01016 in S.D.N.Y., Direcors Financial Group v. Bank of America Corporation et al (NTN)
1:13-cv-01135 in S.D.N.Y., County of Riverside v. Bank Of America Corporation et al (NTN)
1:13-cv-01198 in S.D.N.Y., Weglarz et al v. JP Morgan Chase Bank, N.A. et al (NTN)
1:13-cv-01456 in S.D.N.Y., SEIU Pension Plans Master Trust v. Bank Of America Corporation et al (NTN)
1:13-cv-02343 in S.D.N.Y., Highlander Realty v. Citizens Bank of Massachusetts (NTN)
1:13-cv-07720 in S.D.N.Y., Federal National Mortgage Association v. Barclays Bank PLC et al (NTN)
5:13-cv-00904 in N.D. Ohio, CEMA Joint Venture v. RBS Citizens, N.A. et al (Transfer)
2:13-cv-04352 in E.D. Pa., THE CITY OF PHILADELPHIA v. BANK OF AMERICA CORPORATION et al (CTO Final)
4:13-cv-02149 in S.D. Tex., City of Houston v. Bank of America Corporation et al (CTO Final)
1:13-cv-00342 in E.D. Va., The Federal Home Loan Mortgage Corporation v. Bank of America Corporation et al (Transfer)
3:13-cv-00260 in W.D. Wis., Nagel, Stephanie v. Bank of America, N.A. et al (CTO Final)
Transferee District: New York Southern
Master Docket Number: 1:11-md-2262
MDL Status: Transferred
Date Ordered: 08/12/2011
Citation: 802 F.Supp.2d 1380

 

 

Attorneys

Jeffrey Simon Abraham
Abraham Fruchter & Twersky LLP
One Penn Plaza
Suite 1910
New York, NY 10119
212-279-5050
212-279-3655 (fax)
jabraham@aftlaw.com
Assigned: 08/14/2012
ATTORNEY TO BE NOTICED
representing Elizabeth Lieberman
(Plaintiff)
Todd Augenbaum
(Plaintiff)
Tammy Albarran
Covington & Burling LLP
One Front Street
San Francisco, CA 94111
(415) 591-6000
(415) 955-6566 (fax)
talbarran@cov.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citigroup Inc
(Defendant)
Daniel Alberstone
Baron Budd, P.C.
Suite 1600
15910 Ventura Boulevard
Encino, CA 91436
(818)-839-2322
(818) 986-9698 (fax)
dalberstone@baronbudd.com
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carl A. Payne
(Plaintiff)
Kenneth W. Coker
(Plaintiff)
Mark Jacob Altschul
McDermott Will & Emery LLP
227 West Monroe Street
Chicago, IL 60606
(312)-984-7626
(312)-984-7700 (fax)
maltschul@mwe.com
Assigned: 08/12/2011
PRO HAC VICE
representing Citibank NA
(Defendant)
Seth D. Ard
Susman Godfrey LLP (NYC)
654 Madison Avenue
New York, NY 10065
(212)-336-8330
(212)-336-8340 (fax)
sard@susmangodfrey.com
Assigned: 03/05/2013
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Gregory Keith Arenson
Kaplan Fox & Kilsheimer LLP (NYC)
850 Third Avenue
14th Floor
New York, NY 10022
212-687-1980
212-687-7714 (fax)
garenson@kaplanfox.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Eric Friedman
(Plaintiff)
Heather M. Earle
(Plaintiff)
Henryk Malinowski
(Plaintiff)
Linda Carr
(Plaintiff)
David Jarrett Arp
Gibson, Dunn & Crutcher, LLP (DC)
1050 Connecticut Avenue, N.W.
Washington, DC 20036
(202)-955-8678
(202)-530-9527 (fax)
jarp@gibsondunn.com
Assigned: 07/18/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Juan A Arteaga
Simpson Thacher Bartlett LLP
425 Lexington Avenue
New York, NY 10017
212-455-2000
jarteaga@stblaw.com
Assigned: 10/03/2013
TERMINATED: 10/10/2013
representing J.P. Morgan Chase & Co.
(Defendant)
JPMorgan Chase Bank, National Association
(Defendant)
Juan Alberto Arteaga
Simpson Thacher & Bartlett LLP (NY)
425 Lexington Avenue
New York, NY 10017
(212)-455-2000
(212)-455-2502 (fax)
jarteaga@stblaw.com
Assigned: 08/12/2011
TERMINATED: 10/10/2013
representing J.P. Morgan Chase & Co.
(Defendant)
Steven A. Asher
Weinstein Kitchenoff & Asher LLC
1845 Walnut Street, Suite 1100
Philadelphia, PA 19103
(215) 299-2000
(215)-545-6535 (fax)
asher@wka-law.com
Assigned: 03/20/2012
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
W. Percy Badham
Badham & Buck LLC
2585 Wachovia Tower
420 20th Street North
Birmingham, AL 35203
(205) 521-0036
(205) 521-0037 (fax)
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Peter Anthony Barile, III
Grant & Eisenhofer P.A. (NY)
485 Lexington Avenue
29th Floor
New York, NY 10017
(646) 722-8500
(646) 722-8501 (fax)
pbarile@gelaw.com
Assigned: 07/31/2012
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
George E. Barrett
Barrette, Johnsn & Parsley
217 2nd Ave N
Nashville, TN 37201
(615) 244-2202
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
Karl P. Barth
Hagens Berman Sobol Shapiro LLP
1918 Eighth Avenue
Suite 3300
Seattle, WA 98101
(206) 623-7292
(206) 623-0594 (fax)
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Brian McCormick
(Movant)
Vito Spillone
(Movant)
Eric K. Behrens
University of California
Office of the General Counsel
1111 Franklin Street
8th Floor
Oakland, CA 94607-5200
510-987-9723
510-987-9757 (fax)
eric.behrens@ucop.edu
Assigned: 07/25/2013
ATTORNEY TO BE NOTICED
representing The Regents of the University of California
(Plaintiff)
John C. Beiers
San Mateo County Counsel’s Office
Hall of Justice and Records
400 Country Center
6th Floor
Redwood City, CA 94063
(650) 363-4775
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
Steve W. Berman
Hagens Berman Sobol Shapiro LLP (Seattle)
1918 8th, Avenue
Suite 3300
Seattle, WA 98101
(206) 268-9320
(206) 623-0594 (fax)
steve@hbsslaw.com
Assigned: 08/12/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Brian McCormick
(Movant)
Vito Spillone
(Movant)
Thomas F. Berndt
Robins, Kaplan, Miller & Ciresi L.L.P.
800 Lasalle Ave., Suite 2800
Minneapolis, MN 55402-2015
612-349-0930
612-339-4181 (fax)
tfberndt@rkmc.com
Assigned: 08/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing PFI Bond & Mortgage Securities Fund
(Plaintiff)
PFI Bond Market Index Fund
(Plaintiff)
PFI Core Plus Bond I Fund
(Plaintiff)
PFI Diversified Real Asset Fund
(Plaintiff)
PFI Equity Income Fund
(Plaintiff)
PFI Global Diversified Income Fund
(Plaintiff)
PFI Government & High Quality Bond Fund
(Plaintiff)
PFI High Yield Fund
(Plaintiff)
PFI High Yield Fund I
(Plaintiff)
PFI Income Fund
(Plaintiff)
PFI Inflation Protection Fund
(Plaintiff)
PFI Money Market Fund
(Plaintiff)
PFI Preferred Securities Fund
(Plaintiff)
PFI Short-Term Income Fund
(Plaintiff)
PVC Asset Allocation Account
(Plaintiff)
PVC Balanced Account
(Plaintiff)
PVC Bond & Mortgage Securities Account
(Plaintiff)
PVC Equity Income Account
(Plaintiff)
PVC Government & High Quality Bond Account
(Plaintiff)
PVC Income Account
(Plaintiff)
PVC Money Market Account
(Plaintiff)
PVC Short-Term Income Account
(Plaintiff)
Principal Capital Interest Only I, LLC
(Plaintiff)
Principal Commercial Funding II, LLC
(Plaintiff)
Principal Commercial Funding, LLC
(Plaintiff)
Principal Financial Group, Inc.
(Plaintiff)
Principal Financial Services, Inc.
(Plaintiff)
Principal Funds, Inc.
(Plaintiff)
Principal Life Insurance Company
(Plaintiff)
Principal Real Estate Investors, LLC
(Plaintiff)
Principal Variable Contracts Funds, Inc.
(Plaintiff)
Jeffrey Craig Block
Block & Leviton LLP
155 Federal Street, Suite 1303
New York, NY 10013
(617)-398-5600
(617)-507-6020 (fax)
jeff@blockesq.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Eric Friedman
(Plaintiff)
Heather M. Earle
(Plaintiff)
Henryk Malinowski
(Plaintiff)
Linda Carr
(Plaintiff)
David R. Boyd
Boies, Schiller & Flexner LLP (D.C.)
5301 Wisconsin Avenue, NW
Suite 800
Washington, DC 20015
(202) 237-2727
(202) 237-6131 (fax)
dboyd@bsfllp.com
Assigned: 09/25/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barklays Bank Plc
(Defendant)
Jessica Lillian Brach
Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY)
1285 Avenue of the Americas
New York, NY 10019
(212)-373-3113
(212)-492-0113 (fax)
jbrach@paulweiss.com
Assigned: 02/16/2012
ATTORNEY TO BE NOTICED
representing Deutsche Bank AG
(Defendant)
Deutsche Bank Financial LLC
(Defendant)
Deutsche Bank Securities Inc.
(Defendant)
David Harold Braff
Sullivan and Cromwell, LLP(NYC)
125 Broad Street
New York, NY 10004
212-558-4705
212-558-3333 (fax)
braffd@sullcrom.com
Assigned: 12/19/2011
ATTORNEY TO BE NOTICED
representing Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Vincent Briganti
Lowey Dannenberg Cohen & Hart, P.C.
White Plains Plaza
One North Broadway
Suite 509
White Plains, NY 10601
9149970500
9149970035 (fax)
vbriganti@lowey.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Jeffrey Laydon
(Plaintiff)
Richard Hershey
(Plaintiff)
Michael Brille
Boies, Schiller & Flexner LLP (D.C.)
5301 Wisconsin Avenue, NW
Suite 800
Washington, DC 20015
202 237 9608
202 237 6131 (fax)
mbrille@bsfllp.com
Assigned: 10/28/2013
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Sara B. Brody
Sidley Austin LLP (SF)
555 California Street
San Francisco, CA 94104
(415) 772-1200
(415) 772-7400 (fax)
sbrody@sidley.com
Assigned: 10/03/2013
TERMINATED: 10/28/2013
PRO HAC VICE
representing Norinchukin Bank
(Defendant)
W. Joseph Bruckner
Lockridge, Grindal, Nauen & Holstein, P.L.L.P.
100 Washington Avenue South, Suite 2200
Minneapolis, MN 55401
(612) 339-6900
(612)-339-0981 (fax)
wjbruckner@locklaw.com
Assigned: 01/24/2012
ATTORNEY TO BE NOTICED
representing AVP Properties, LLC
(Plaintiff)
Michael Morris Buchman
Pomerantz Haudek Block Grossman & Gross LLP
600 Third Avenue, 20th Floor
New York, NY 10016
212-661-1100
212-661-8665 (fax)
mbuchman@motleyrice.com
Assigned: 07/25/2012
ATTORNEY TO BE NOTICED
representing Government Development Bank for Puerto Rico
(Plaintiff)
The Berkshire Bank
(Plaintiff)
Henninger Simons Bullock
Mayer Brown LLP (NY)
1675 Broadway
New York, NY 10019
(212) 506-2500
(212) 262-1910 (fax)
hbullock@mayerbrown.com
Assigned: 09/18/2013
ATTORNEY TO BE NOTICED
representing Societe Generale
(Defendant)
Ralph Johnson Bunche, III
Hausfeld, LLP (DC)
1700 “K” Street, N.W.,
Suite 650
Washington, DC 20006
(202) 540-7200
(202) 540-7201 (fax)
rbunche@hausfeldllp.com
Assigned: 09/01/2011
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Arthur J. Burke
Davis Polk & Wardwell
450 Lexington Avenue
New York, NY 10017
(212)-450-4000
(212)-450-3352 (fax)
arthur.burke@dpw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
William P. Butterfield
Hausfeld LLP
1700 K Street NW, Ste 650
Washington, DC 20006
(202)540-7143
(202) 540-7201 (fax)
wbutterfield@hausfeldllp.com
Assigned: 02/29/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Andrew Jonathan Calica
Mayer Brown LLP (NY)
1675 Broadway
New York, NY 10019
(212) 506-2500
(212) 262-1910 (fax)
acalica@mayerbrown.com
Assigned: 09/18/2013
ATTORNEY TO BE NOTICED
representing Societe Generale
(Defendant)
Evans J. Carter
Evans J. Carter, P.C.
860 Worcester Road, Second Floor
P.O. Box 812
Framingham, MA 01701
508-875-1669
508-875-1449 (fax)
ejcatty1@Verizon.net
Assigned: 04/09/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Highlander Realty, LLC
(Plaintiff)
Jeffrey D. Buckley
(Plaintiff)
Gregory Thomas Casamento
Locke Lord LLP (NYC)
3 World Financial Center, 20th Floor
New York, NY 10001
(212) 415-8600
(212) 303-2754 (fax)
gcasamento@lockelord.com
Assigned: 09/13/2011
ATTORNEY TO BE NOTICED
representing HSBC Holdings plc.
(Defendant)
Douglas Mason Chalmers
Douglas M. Chalmers P.C.
77 W. Wacker
Suite 4800
Chicago, IL 60601
(312)606-8700
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Jeffrey Laydon
(Plaintiff)
Richard Hershey
(Plaintiff)
Robert F. Coleman
Coleman Law Firm
77 West Wacker Drive
Suite 4800
Chicago, IL 60601
(312) 444-1000
(312) 444-1028 (fax)
Assigned: 08/12/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Jeffrey Laydon
(Plaintiff)
Richard Hershey
(Plaintiff)
Jylana Collins
City of Richmond
Office of City Attorney
P.O. Box 4064, 2600 Barrett Ave.
Suite 330
Richmond, CA 94804
510-620-6509
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing East Bay Municipal Utility District
(Plaintiff)
Cathleen M. Combs
Edelman, Combs Latturner & Goodwin, LLC
120 S. LaSalle Street
18th Floor, Suite1800
Chicago, IL 60603
(312) 739-4200
(312)-419-0379 (fax)
ccombs@edcombs.com
Assigned: 02/22/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Jerry Weglarz
(Plaintiff)
Nathan Weglarz
(Plaintiff)
Joseph W. Cotchett
Cotchett, Pitre & Simon
San Francisco Airport Office Center
840 Malcolm Rd.
Burlingame, CA 94010
(650) 697-6000
jcotchett@cpmlegal.com
Assigned: 07/25/2013
ATTORNEY TO BE NOTICED
representing County of Sonoma
(Plaintiff)
The Regents of the University of California
(Plaintiff)
David E. Sundstrom
(Plaintiff)
Joseph Winters Cotchett
Cotchett Pitre and McCarthy
San Francisco Airport Office Center
840 Malcolm Road Suite 200
Burlingame, CA 94010
650-697-6000
650-697-0577 (fax)
jcotchett@cpmlegal.com
Assigned: 01/28/2013
ATTORNEY TO BE NOTICED
representing City of Riverside
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
City of Richmond
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
County of San Mateo
(Plaintiff)
East Bay Municipal Utility District
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
Roger Brian Cowie
Locke, Liddell & Sapp, L.L.P.
2200 Ross Avenue
Suite 2200
Dallas, TX 75201
(214) 740-8000
(214)-740-8800 (fax)
rcowie@lockelord.com
Assigned: 09/12/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing HSBC Holdings plc.
(Defendant)
Michael E. Criden
Hanzman, Criden, Korge, Chaykin, Ponce & Heise, P.A.
200 South Biscayne Boulevard
Suite 2100
Miami, FL 33131
(305) 579-1222
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
Matthew Charles Crowl
Schiff Hardin LLP
233 South Wacker Drive
Suite 6600
Chicago, IL 60606
(312) 258-5500
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing J.P. Morgan Chase & Co.
(Defendant)
Patrick Vincent Dahlstrom
Pomerantz Haudek Block Grossman & Gross LLP
100 Park Avenue, 26th Floor
New York, NY 10017
(212)661-1100
(212)661-8665 (fax)
Assigned: 07/25/2012
ATTORNEY TO BE NOTICED
representing Government Development Bank for Puerto Rico
(Plaintiff)
The Berkshire Bank
(Plaintiff)
Frank Cadmus Damrell, Jr
Cotchett Pitre and McCarthy LLp
1415 L Street Suite 1185
Sacramento, CA 95814
916-706-0555
916-706-0554 (fax)
Assigned: 01/28/2013
ATTORNEY TO BE NOTICED
representing City of Riverside
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
County of San Mateo
(Plaintiff)
East Bay Municipal Utility District
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
City of Richmond
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
County of Sonoma
(Plaintiff)
The Regents of the University of California
(Plaintiff)
David E. Sundstrom
(Plaintiff)
Patrick W. Daniels
Lerach, Coughlin, Stoia Geller, Rudman & Robbins
655 West Broadway
Suite 1900
San Diego, CA 92101
619-231-1058
Assigned: 03/20/2013
ATTORNEY TO BE NOTICED
representing SEIU Pension Plans Master Trust
(Plaintiff)
Merrill G Davidoff
Berger & Montague, P.C
1622 Locust Street
Philadelphia, PA 19103
(215)-875-3084
(215)-875-4671 (fax)
mdavidoff@bm.net
Assigned: 02/14/2012
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Megan Polly Davis
Flemming Zulack Williamson Zauderer, LLP
One Liberty Plaza
New York, NY 10006
212-412-9500
(212)-964-9200 (fax)
mdavis@fzwz.com
Assigned: 08/13/2012
ATTORNEY TO BE NOTICED
representing Lloyds Banking Group plc
(Defendant)
Joseph J. DePalma
Lite, DePalma, Greenberg & Rivas, L.L.C.
Two Gateway Center, Suite 1201
Newark, NJ 07102
(973) 623-3000
(973)-623-0858 (fax)
jdepalma@litedepalma.com
Assigned: 07/30/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Edwin R Deyoung
Locke Lord Bissell & Liddell LLP (NYC)
3 World Trade Financial Center,20th Floor
New York, NY 10281-2101
(212)-812-8356
(212)-740-8800 (fax)
edeyoung@lockelord.com
Assigned: 09/26/2011
ATTORNEY TO BE NOTICED
representing HSBC Holdings plc.
(Defendant)
Megan Dixon
Hogan Lovells US LLP
3 Embarcadero Center, Suite 1500
San Francisco, CA 94111
415-374-2300
415-374-2499 (fax)
megan.dixon@hoganlovells.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing HBOS PLC
(Defendant)
Lloyds Banking Group PLC
(Defendant)
Daniel A. Edelman
Edelman, Combs, Latturner & Goodwin, LLC
120 S. Lasalle Street, Suite 1800
Chicago, IL 60603
(312)-739-4200
(312)-419-0379 (fax)
courtecl@edcombs.com
Assigned: 02/22/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Jerry Weglarz
(Plaintiff)
Nathan Weglarz
(Plaintiff)
Stephanie Nagel
(Defendant)
Jay W. Eisenhofer
Grant & Eisenhofer P.A. (NY)
485 Lexington Avenue
29th Floor
New York, NY 10017
(646)-722-8512
(646)-722-8501 (fax)
jeisenhofer@gelaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
Julie Saranow Epley
Davis Polk & Wardwell
1600 El Camino Real
Menlo Park, CA 94025
650-752-2061
julie.saranow@dpw.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
Bank of America, N.A.
(Defendant)
Vincent J. Esades
Heins Mills & Olson, P.L.C.
3550 IDS Center
80 South Eighth Street
Minneapolis, MN 55402
1-612-338-4605
(612)-338-4692 (fax)
vesades@heinsmills.com
Assigned: 07/30/2012
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Lori Ann Fanning
Miller Law LLC
115 South LaSalle Street
Suite 2910
Chicago, IL 60603
(312) 332-3400
(312) 676-2676 (fax)
lfanning@millerlawllc.com
Assigned: 08/31/2011
ATTORNEY TO BE NOTICED
representing Roberto E. Calle Gracey
(Plaintiff)
Eric B. Fastiff
Lieff, Cabraser, Heimann & Bernstein,LLP
275 Battery Street
29th Floor
San Francisco, CA 94111-3339
(415)-956-1000
(415) 956-1008 (fax)
Assigned: 10/13/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Charles Schwab Corporation
(Plaintiff)
Morgan Jessen Feder
Hughes Hubbard & Reed LLP
One Battery Park Plaza
New York, NY 10004
(212)-837-6894
(212)-299-6894 (fax)
feder@hugheshubbard.com
Assigned: 12/05/2011
ATTORNEY TO BE NOTICED
representing WestLB AG
(Defendant)
Elizabeth A. Fegan
Hagens Berman Sobol Shapiro LLP
1144 W. Lake St.,
#400
Oak Park, IL 60301-1043
(708) 628-4949
(708) 776-5601 (fax)
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Brian McCormick
(Movant)
Vito Spillone
(Movant)
Andrew Corydon Finch
Paul Weiss Rifkind Wharton & Garrison LLP
1285 Ave. of The Americas
New York, NY 10019
(212)-373-3640
(212)-492-0460 (fax)
afinch@paulweiss.com
Assigned: 02/16/2012
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Deutsche Bank AG
(Defendant)
Deutsche Bank Financial LLC
(Defendant)
Deutsche Bank Securities Inc.
(Defendant)
Steven E. Fineman
Lieff Cabraser Heimann & Bernstein, LLP
250 Hudson Street
8th Floor
New York, NY 10013-1413
212-355-9500
212-355-9592 (fax)
sfineman@lchb.com
Assigned: 10/13/2011
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Steven Eliott Fineman
250 Hudson Street
8th Floor
New York, NY 10013-1413
212-355-9500
212-335-9592 (fax)
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Charles Schwab Corporation
(Plaintiff)
Joan Eileen Flaherty
Simpson Thacher & Bartlett LLP (NY)
425 Lexington Avenue
New York, NY 10017
(212) 455-2000
(212) 455-2502 (fax)
jflaherty@stblaw.com
Assigned: 10/05/2012
ATTORNEY TO BE NOTICED
representing JP Morgan Chase & Co.
(Defendant)
JPMorgan Chase Bank N.A.
(Defendant)
Lisa Jean Fried
Hogan Lovells US LLP (nyc)
875 Third Avenue
New York, NY 10022
(212) 918-3000
(212) 918-3100 (fax)
lisa.fried@hoganlovells.com
Assigned: 06/28/2013
ATTORNEY TO BE NOTICED
representing HBOS PLC
(Defendant)
HBOS Plc
(Defendant)
HBOS Plc.
(Defendant)
HBOS plc
(Defendant)
Lloyds Banking Group PLC
(Defendant)
Lloyds Banking Group plc
(Defendant)
Lloyds Banking Group plc.
(Defendant)
Benjamin Galdston
Bernstein Litowitz Berger & Grossmann LLP (San Diego)
12481 High Bluff Drive
Suite 300
San Diego, CA 92130
(858) 793-0070
(858) 793-0323 (fax)
beng@blbglaw.com
Assigned: 02/20/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing County of Riverside
(Plaintiff)
David Robert Gelfand
Milbank, Tweed, Hadley & McCloy LLP (NYC)
1 Chase Manhattan Plaza
New York, NY 10005
(212)-530-5520
(212)-822-5520 (fax)
dgelfand@milbank.com
Assigned: 12/29/2011
ATTORNEY TO BE NOTICED
representing Rabobank Group
(Defendant)
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
(Defendant)
Nathaniel C. Giddings
Hausfeld LLP
1700 K Street, NW, Suite 650
Washington, DC 20006
202-540-7214
202-540-7201 (fax)
ngiddings@hausfeldllp.com
Assigned: 02/12/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Jonathan James Gimblett
Covington & Burling LLP
1201 Pennsylvania Avenue, NW
Washington, DC 20004
(202) 662-5457
(202) 778-5457 (fax)
jgimblett@cov.com
Assigned: 12/06/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citiigroup Global Markets Inc.
(Defendant)
Brendan Patrick Glackin
Lieff Cabraser Heimann & Bernstein, LLP
275 Battery Street, 29th Floor
San Francisco, NY 94111
(415)-956-1000
(415)-956-1008 (fax)
bglackin@lchb.com
Assigned: 10/13/2011
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Charles Schwab Corporation
(Plaintiff)
Lionel Z. Glancy
Glancy & Binkow Goldberg LLP
1925 Century Park East, Suite 2100
Los Angeles, CA 90067
(310) 201-9150
(310) 201-9160 (fax)
lglancy@glancylaw.com
Assigned: 08/14/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Elizabeth Lieberman
(Plaintiff)
Todd Augenbaum
(Plaintiff)
Brendan Patrick Glaskin
Lieff, Cabraser, Heimann & Bernstein LLP
275 Battery Street
29th Floor
San Francisco, CA 94111-3339
415-956-1000
415-956-1008 (fax)
bglackin@lchb.com
Assigned: 10/13/2011
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Schwab Short-Term Bond Market Fund
(Plaintiff)
Paul Christopher Gluckow
Simpson Thacher & Bartlett LLP (NY)
425 Lexington Avenue
New York, NY 10017
(212)-455-2653
(212)-455-2502 (fax)
pgluckow@stblaw.com
Assigned: 10/04/2013
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing JPMorgan Chase & Co.
(Defendant)
JPMorgan Chase Bank N.A.
(Defendant)
Bruce Reed Goodmiller
City Attorney’s Office
City of Richmond
450 Civic Center Plaza
Richmond, CA 94804
510-620-6509
510-620-6518 (fax)
bruce_goodmiller@ci.richmond.ca.us
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing City of Richmond
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
Marc Joel Gottridge
Hogan Lovells US LLP (nyc)
875 Third Avenue
New York, NY 10022
(212) 918-3000
(212) 918-3100 (fax)
marc.gottridge@hoganlovells.com
Assigned: 09/12/2011
ATTORNEY TO BE NOTICED
representing Lloyds Banking Group plc
(Defendant)
HBOS PLC
(Defendant)
Jennifer Greenberg
Latham & Watkins LLP
885 Third Avenue
New York, NY 10022
(212)-906-1871
(212)-751-4864 (fax)
jennifer.greenberg@lw.com
Assigned: 08/14/2013
ATTORNEY TO BE NOTICED
representing BBA Enterprises, Ltd.
(Defendant)
BBA Libor, Ltd
(Defendant)
British Bankers’ Association
(Defendant)
Steven Joesph Greenfogel
Lite Depalma Greenberg, LLC
1521 Locust Street, Suite 1201
Philadelphia, PA 19102
(973)-877-3819
(973)-877-3845 (fax)
sgreenfogel@litedepalma.com
Assigned: 07/30/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Marc Ian Gross
Pomerantz Haudek Block Grossman & Gross LLP
100 Park Avenue, 26th Floor
New York, NY 10017
(212)661-1100
(212) 661-8665 (fax)
migross@pomlaw.com
Assigned: 07/25/2012
ATTORNEY TO BE NOTICED
representing Government Development Bank for Puerto Rico
(Plaintiff)
The Berkshire Bank
(Plaintiff)
Direcors Financial Group
(Plaintiff)
Michael John Guzman
Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC (DC)
1615 M Street, N.W., Suite 400
Washington, DC 20036
202-326-7910
202-326-7999 (fax)
mguzman@khhte.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Arthur W. Hahn
Katten Muchin Rosenman, LLP
525 W. Monroe Street
Chicago, IL 60661
(312) 902-5241
arthur.hahn@kattenlaw.com
Assigned: 12/21/2012
ATTORNEY TO BE NOTICED
representing Royal Bank of Canada
(Defendant)
Lowell Harry Haky
Charles Schwab and Co., Inc.
Office of Corporate Counsel
211 Main Street
SF211MN-6-455
San Francisco, CA 94105
415-667-0622
415-667-1638 (fax)
Assigned: 10/13/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Charles Schwab Corporation
(Plaintiff)
Caitlin Sinclair Hall
Kellogg, Huber,Hansen,Todd, Evans & Figel, P.L.L.C
1615 M Street, N.W. Suite 400
Washington, DC 20036
(202)-326-7957
(202)-326-7999 (fax)
chall@khhte.com
Assigned: 01/31/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Joseph Solomon Hall
Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC (DC)
1615 M Street, N.W., Suite 400
Washington, DC 20036
202 326 7983
202 326 7999 (fax)
jhall@khhte.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Jeff G. Hammel
Latham and Watkins (NY)
885 Third Avenue
New York, NY 10022
(212) 906-1200
(212)-751-4864 (fax)
jeff.hammel@lw.com
Assigned: 08/14/2013
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing BBA Enterprises, Ltd.
(Defendant)
BBA Libor, Ltd
(Defendant)
British Bankers’ Association
(Defendant)
Drew D Hansen
Susman Godfrey LLP (Seattle)
1201 Third Avenue
Suite 3800
Seattle, WA 98101
(206)-516-3880
(206)-516-3883 (fax)
dhansen@susmangodfrey.com
Assigned: 08/14/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Tiffany Nicole Hardy
Edelman, Combs, Latturner & Goodwin, LLC
120 S. Lasalle Street, Suite 1800
Chicago, IL 60603
(312)-917-4507
(312)-419-0379 (fax)
thardy@edcombs.com
Assigned: 02/22/2013
ATTORNEY TO BE NOTICED
representing Jerry Weglarz
(Plaintiff)
Nathan Weglarz
(Plaintiff)
Stephanie Nagel
(Defendant)
Lawrence H. Heftman
Schiff Hardin LLP
6600 Sears Tower
Chicago, IL 60606
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing J.P. Morgan Chase & Co.
(Defendant)
Richard M. Heimann
Lieff, Cabraser, Heimann & Bernstein, L.L.P.
275 Battery Street
30th Floor
San Francisco, CA 94111
(415) 956-1000
rheimann@lchb.com
Assigned: 10/13/2011
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Richard Martin Heimann
Lieff Cabraser Heimann & Bernstein
275 Battery Street, 30th Floor
San Francisco, CA 94111-3339
415-956-1000
rheimann@lchb.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Charles Schwab Corporation
(Plaintiff)
Harriet Hoder
Wilmer Cutler Pickering Hale and Dorr LLP (Bos)
60 State Street
Boston, MA 02109
617-526-6203
harriet.hoder@wilmerhale.com
Assigned: 04/09/2013
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
Geoffrey Milbank Horn
Lowey Dannenberg Cohen & Hart, P.C.
White Plains Plaza
One North Broadway
Suite 509
White Plains, NY 10601
(914) 997-0500
(914) 997-0035 (fax)
ghorn@lowey.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Jeffrey Laydon
(Plaintiff)
Richard Hershey
(Plaintiff)
Robert G. Houck
Clifford Chance US, LLP (NYC)
31 West 52nd Street
New York, NY 10019
(212)-878-3224
(212)-878-8375 (fax)
robert.houck@cliffordchance.com
Assigned: 12/27/2011
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
RBS Citizens, NA
TERMINATED: 07/18/2012
(Consolidated Defendant)
Daniel Hume
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 317-2300
(212) 751-2540 (fax)
dhume@kmllp.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
Carpenters Pension Fund of West Virginia
(Plaintiff)
Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Ravan Investments, LLC
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Ellen Gelboim
(Plaintiff)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Fraser Lee Hunter, Jr
Wilmer, Cutler, Hale & Dorr, L.L.P. (NYC)
7 Wold Trade Center
New York, NY 10007
212-230-8882
212-230-8888 (fax)
fraser.hunter@wilmerhale.com
Assigned: 04/01/2013
ATTORNEY TO BE NOTICED
representing The Royal Bank of Scotland Group plc
(Defendant)
Thomas A. Isaacson
Covington & Burling LLP
1201 Pennsylvania Avenue, NW
Washington, DC 20004
(202) 662-5082
(202) 778-5082 (fax)
tisaacson@cov.com
Assigned: 12/06/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citiigroup Global Markets Inc.
(Defendant)
Steve R. Jakubowski
Coleman Law Firm
77 West Wacker Drive
Suite 4800
Chicago, IL 60601
(312) 606-8641
(312) 444-1028 (fax)
sjakubowski@colemanlawfirm.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Jeffrey Laydon
(Plaintiff)
Richard Hershey
(Plaintiff)
Everett Jenkins
Office of the City attorney
450 Civic Center Plaza
Richmond, CA 94804
510-620-6509
510-620-6518 (fax)
everett_jenkins@ci.richmond.ca.us
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing City of Richmond
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
Dana Ashley Jupiter
Simpson Thacher & Bartlett
425 Lexington Avenue
New York, NY 10017
(212) 455-2585
(212) 455-2502 (fax)
djupiter@sidley.com
Assigned: 08/12/2011
TERMINATED: 10/28/2013
representing J.P. Morgan Chase & Co.
(Defendant)
Lisa Marie Kaas
Dickstein Shapiro LLP (DC)
1825 Eye St NW
Washington, DC 20006-5403
(202) 420-2200
(202) 420-2201 (fax)
KaasL@dicksteinshapiro.com
Assigned: 06/12/2013
ATTORNEY TO BE NOTICED
representing The Federal Home Loan Mortgage Corporation
(Plaintiff)
Steven A. Kanner
Much, Shelist, Freed, Denenberg, Ament & Rubenstein, P.C.
200 North LaSalle Street
Suite 2100
Chicago, IL 60601-1095
(312) 346-3100
Assigned: 07/30/2012
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Elana Katcher
Kaplan Fox & Kilsheimer LLP (NYC)
850 Third Avenue
14th Floor
New York, NY 10022
(646)-315-9001
(212) 687-7714 (fax)
ekatcher@kaplanfox.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Eric Friedman
(Plaintiff)
Heather M. Earle
(Plaintiff)
Henryk Malinowski
(Plaintiff)
Linda Carr
(Plaintiff)
Elai E. Katz
Cahill Gordon & Reindel LLP
80 Pine Street
New York, NY 10005
(212) 701-3000
(212) 269-5420 (fax)
ekatz@cahill.com
Assigned: 06/29/2012
ATTORNEY TO BE NOTICED
representing Credit Suisse Group AG
(Defendant)
Credit Suisse Group, NA
(Defendant)
Credit Suisse Securities (USA) LLC
(Defendant)
Christian T. Kemnitz
Katten Muchin Rosenman LLP (Chicago)
525 West Monroe Street
Chicago, IL 60661
(312)-902-5379
(312)-902-1061 (fax)
christian.kemnitz@kattenlaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Royal Bank of Canada
(Defendant)
Ankush Khardori
Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY)
1285 Avenue of the Americas
New York, NY 10019
(212)-373-3421
(212)-492-0421 (fax)
akhardori@paulweiss.com
Assigned: 09/12/2013
ATTORNEY TO BE NOTICED
representing Deutsche Bank AG
(Defendant)
Richard Jo Kilsheimer
Kaplan Fox & Kilsheimer LLP (NYC)
850 Third Avenue
14th Floor
New York, NY 10022
212-687-1980
212-687-7714 (fax)
rkilsheimer@kaplanfox.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Eric Friedman
(Plaintiff)
Heather M. Earle
(Plaintiff)
Henryk Malinowski
(Plaintiff)
Linda Carr
(Plaintiff)
Patrick E. King
Simpson Thacher & Barlett LLP
2475 Hanover Street
Palo Alto, CA 94304
650/251-5000
pking@stblaw.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing J.P. Morgan Chase & Co.
(Defendant)
JPMorgan Chase Bank, National Association
(Defendant)
Andrew Scirica Kingsdale
Lieff Cabraser Heimann & Bernstein, LLP( SF )
275 Battery Street, 30th Floor
San Francisco, CA 94111-3339
(415) 956-1000
(415) 956-1008 (fax)
akingsdale@lchb.com
Assigned: 10/13/2011
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Roger W Kirby
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 317-2300
(212) 751-2540 (fax)
roger.w.kirby@gmail.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
Carpenters Pension Fund of West Virginia
(Plaintiff)
Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Ravan Investments, LLC
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Ellen Gelboim
(Plaintiff)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Robert S. Kitchenoff
Weinstein, Kitchenoff, Scarlato & Goldman, Ltd.
1845 Walnut Street
Suite 1000
Philadelphia, PA 19103
(215) 545-7200
Assigned: 03/20/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
Patrick Anthony Klingman
Shepherd, Finkelman, Miller & Shah, LLC
65 Main Street
Chester, CT 06412
(860)526-1100
(860)526-1120 (fax)
pklingman@sfmslaw.com
Assigned: 09/01/2011
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Maxwell Van De Velde
(Movant)
Community Bank & Trust
(Plaintiff)
David E Kovel
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 317-2300
(212) 751-2540 (fax)
dkovel@kmllp.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
Carpenters Pension Fund of West Virginia
(Plaintiff)
Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Ravan Investments, LLC
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Ellen Gelboim
(Plaintiff)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Chet Alan Kronenberg
Simpson Thacher & Bartlett LLP (NY)
425 Lexington Avenue
New York, NY 10017
818-755-7009
818-755-7009 (fax)
ckronenberg@stblaw.com
Assigned: 02/20/2013
ATTORNEY TO BE NOTICED
representing JPMorgan Chase & Co
(Defendant)
Joel Laurence Kurtzberg
Cahill Gordon & Reindel LLP
80 Pine Street
New York, NY 10005
212-701-3000
212-269-5420 (fax)
JKurtzberg@cahill.com
Assigned: 06/29/2012
ATTORNEY TO BE NOTICED
representing Credit Suisse Group AG
(Defendant)
Credit Suisse Group, NA
(Defendant)
Credit Suisse Securities (USA) LLC
(Defendant)
Joshua Seth Kyle
Barclays Bank PLC
745 7th Avenue
New York, NY 10019
(212)-526-8532
joshua.kyle@barclays.com
Assigned: 12/19/2011
TERMINATED: 10/16/2013
representing Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barclays Bank PLC
(Defendant)
Kathleen Anne Larocque
Sonoma County Counsel
575 Administration Drive, Room 105A
Santa Rosa, CA 95403
707-565-2421
klarocqu@sonoma-county.org
Assigned: 07/25/2013
ATTORNEY TO BE NOTICED
representing County of Sonoma
(Plaintiff)
David E. Sundstrom
(Plaintiff)
James O. Latturner
Edelman, Combs & Latturner
120 S. LaSalle Street
18th Floor
Chicago, IL 60603
(312) 739-4200
Assigned: 02/22/2013
ATTORNEY TO BE NOTICED
representing Jerry Weglarz
(Plaintiff)
Nathan Weglarz
(Plaintiff)
Rachel Alden Lavery
Gibson, Dunn & Crutcher, LLP (NY)
200 Park Avenue, 48th Floor
New York, NY 10166
(212)-351-4000
(212)-351-4035 (fax)
rlavery@gibsondunn.com
Assigned: 07/16/2012
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
David S. Lesser
Wilmer Cutler Pickering Hale and Dorr LLP
7 World Trade Center
250 Greenwich Street
New York, NY 10007
212-230-8851
David.Lesser@wilmerhale.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
David Sapir Lesser
Wilmer, Cutler, Hale & Dorr, L.L.P. (NYC)
7 Wold Trade Center
New York, NY 10007
212-230-8851
212-230-8888 (fax)
david.lesser@wilmer.com
Assigned: 04/01/2013
ATTORNEY TO BE NOTICED
representing The Royal Bank of Scotland Group plc
(Defendant)
RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts)
(Defendant)
The Royal Bank of Scotland, Plc
(Defendant)
Aron K. Liang
Cotchett, Pitre & McCarthy
840 Malcolm Road
Suite 200
Burlingame, CA 94010
(650) 697-6000
(650) 697-0577 (fax)
aliang@cpmlegal.com
Assigned: 07/25/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing County of Sonoma
(Plaintiff)
The Regents of the University of California
(Plaintiff)
David E. Sundstrom
(Plaintiff)
Daryl Andrew Libow
Sullivan & Cromwell LLP (Washington DC)
1701 Pennsylvania Avenue, N.W.
Washington, DC 20006
(220)-956-7650
(220)-293-6330 (fax)
libowd@sullcrom.com
Assigned: 05/08/2012
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Bank of Tokyo-Mitsubishi UFJ Ltd
(Defendant)
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
(Defendant)
Jeremy Alan Lieberman
Pomerantz Haudek Block Grossman & Gross LLP
100 Park Avenue, 26th Floor
New York, NY 10017
(212)-661-1100
(212)-661-8665 (fax)
jalieberman@pomlaw.com
Assigned: 07/25/2012
ATTORNEY TO BE NOTICED
representing Government Development Bank for Puerto Rico
(Plaintiff)
The Berkshire Bank
(Plaintiff)
Direcors Financial Group
(Plaintiff)
Gregory Bradley Linkh
Glancy Binkow & Goldberg LLP (NYC2)
77 Water Street, 7th Floor
New York, NY 10005
(646) 722-4180
glinkh@glancylaw.com
Assigned: 08/14/2012
ATTORNEY TO BE NOTICED
representing Elizabeth Lieberman
(Plaintiff)
Todd Augenbaum
(Plaintiff)
Ethan Edward Litwin
Hughes Hubbard & Reed LLP (NY)
One Battery Park Plaza
New York, NY 10004
212-837-6540
212-299-6540 (fax)
litwin@hugheshubbard.com
Assigned: 12/05/2011
ATTORNEY TO BE NOTICED
representing WestLB AG
(Defendant)
Richard A. Lockridge
Lockridge, Grindal, Nauen, P.L.L.P.
100 Washington Avenue South, Suite 2200
Minneapolis, MN 55401
(612) 339-6900
(612)-339-0981 (fax)
ralockridge@locklaw.com
Assigned: 01/24/2012
ATTORNEY TO BE NOTICED
representing AVP Properties, LLC
(Plaintiff)
William H. London
Freed Kanner London & Millen LLC
2201 Waukegan Road, Suite 130
Bannockburn, IL 60015
(224)-632-4500
(224)-632-4521 (fax)
wlondon@fklmlaw.com
Assigned: 07/30/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Kevin Bruce Love
Hanzman and Criden
220 Alhambra Cir #400
Coral Gables, FL 33134
(305)-357-9000
(305)-357-9050 (fax)
klove@cridenlove.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
Christopher Lovell
Lovell Stewart Halebian Jacobson LLP
61 Broadway
Suite 501
New York, NY 10006
(212) 608-1900
(212) 719-4677 (fax)
clovell@lshllp.com
Assigned: 09/26/2013
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Brian McCormick
(Movant)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Maxwell Van De Velde
(Movant)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Vito Spillone
(Movant)
Christopher William Madel
Robins, Kaplan, Miller & Ciresi L.L.P. (MN)
2800 LaSalle Plaza, 800 LaSalle Avenue
Minneapolis, MN 55402
(612) 349-8703
(612) 339-4181 (fax)
cwmadel@rkmc.com
Assigned: 12/15/2011
TERMINATED: 08/15/2013
PRO HAC VICE
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
David Marx
McDermott, Will & Emery LLP (Chicago)
227 West Monroe Street
#4400
Chicago, IL 60606-5096
(312) 372-2000
Assigned: 08/12/2011
representing Citibank NA
(Defendant)
Omari Largos Royter Mason
Simpson Thacher & Bartlett LLP
425 Lexington Ave
New York, NY 10017
(607)-342-8752
(212)-455-2502 (fax)
omason@stblaw.com
Assigned: 08/28/2013
ATTORNEY TO BE NOTICED
representing J.P. Morgan Chase & Co.
(Defendant)
J.P. Morgan Chase Bank, N.A.
(Defendant)
JPMorgan Chase & Co.
(Defendant)
JPMorgan Chase Bank N.A.
(Defendant)
Stuart Halkett McCluer
McCulley Mccluer PLLC
1223 Jackson Avenue East, Suite 200
Oxford, MS 38655
(662) 236-1401
(662) 368-1506 (fax)
smccluer@mcculleymccluer.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
R. Bryant McCulley
McCulley McCluer PLLC
58 Vine Street, Suite 204
Birmingham, AL 35213
904-482-4073
904-239-5388 (fax)
bmcculley@mcculleymccluer.com
Assigned: 01/31/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Dylan J. McFarland
Heins Mills & Olson, P.L.C.
310 Clifton Avenue
Minneapolis, MN 55403
(612) 338-4605
(612) 338-4692 (fax)
dmcfarland@heinsmills.com
Assigned: 07/30/2012
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Andrew Martin McNeela
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 371-6600
(212) 751-2540 (fax)
amcneela@kmllp.com
Assigned: 10/17/2013
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Gary Francis
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
James Brian Meadows
Boies, Schiller & Flexner LLP
575 Lexington Avenue
New York, NY 10022
(212)-446-2300
(212)-446-2350 (fax)
jmeadows@bsfllp.com
Assigned: 09/27/2012
TERMINATED: 10/10/2013
PRO HAC VICE
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barklays Bank Plc
(Defendant)
Richard A. Mescon
Robins, Kaplan, Miller & Ciresi, LLP (NYC)
601 Lexington Avenue, Suite 3400
New York, NY 10022
(212) 980-7400
(212) 980-7499 (fax)
ramescon@rkmc.com
Assigned: 11/15/2011
TERMINATED: 08/15/2013
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
Michael Joseph Miarmi
Leiff, Cabrasser, Heimann & Bernstein LLP
780 Third Ave., 48th Floor
New York, NY 10017-2024
(212) 355-9500
(212) 355-9592 (fax)
mmiarmi@lchb.com
Assigned: 10/13/2011
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Timothy L. Miles
Barrett, Johnston & Parsley
217 2nd Ave N
Nashville, TN 37201
(615) 244-2202
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
James Drew Miller
Clifford Chance US, LLP (NYC)
31 West 52nd Street
New York, NY 10019
(212)-878-8254
(212)-878-8375 (fax)
jim.miller@cliffordchance.com
Assigned: 12/27/2011
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
RBS Citizens, NA
TERMINATED: 07/18/2012
(Consolidated Defendant)
Marvin Alan Miller
Miller Law, LLC
115 S. LaSalle Street
Suite 2910
Chicago, IL 60603
(312) 332-3400
(312) 676-2676 (fax)
mmiller@millerlawllc.com
Assigned: 08/31/2011
ATTORNEY TO BE NOTICED
representing Roberto E. Calle Gracey
(Plaintiff)
Richard A Milligan
Riverside City Attorney
City Hall
3900 Main Street
Riverside, CA 92522
951-826-5567
951-826-5540 (fax)
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing City of Riverside
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
Joel A Mintzer
ROBINS KAPLAN MILLER & CIRESI
2800 LASALLE PLZ
800 LASALLE AVE
MINNEAPOLIS, MN 55402-2015
612-349-8244
612-339-4181 (fax)
jamintzer@rkmc.com
Assigned: 08/28/2013
ATTORNEY TO BE NOTICED
representing PFI Bond & Mortgage Securities Fund
(Plaintiff)
PFI Bond Market Index Fund
(Plaintiff)
PFI Core Plus Bond I Fund
(Plaintiff)
PFI Diversified Real Asset Fund
(Plaintiff)
PFI Equity Income Fund
(Plaintiff)
PFI Global Diversified Income Fund
(Plaintiff)
PFI Government & High Quality Bond Fund
(Plaintiff)
PFI High Yield Fund
(Plaintiff)
PFI High Yield Fund I
(Plaintiff)
PFI Income Fund
(Plaintiff)
PFI Inflation Protection Fund
(Plaintiff)
PFI Money Market Fund
(Plaintiff)
PFI Preferred Securities Fund
(Plaintiff)
PFI Short-Term Income Fund
(Plaintiff)
PVC Asset Allocation Account
(Plaintiff)
PVC Balanced Account
(Plaintiff)
PVC Bond & Mortgage Securities Account
(Plaintiff)
PVC Equity Income Account
(Plaintiff)
PVC Government & High Quality Bond Account
(Plaintiff)
PVC Income Account
(Plaintiff)
PVC Money Market Account
(Plaintiff)
PVC Short-Term Income Account
(Plaintiff)
Principal Capital Interest Only I, LLC
(Plaintiff)
Principal Commercial Funding II, LLC
(Plaintiff)
Principal Commercial Funding, LLC
(Plaintiff)
Principal Financial Group, Inc.
(Plaintiff)
Principal Financial Services, Inc.
(Plaintiff)
Principal Funds, Inc.
(Plaintiff)
Principal Life Insurance Company
(Plaintiff)
Principal Real Estate Investors, LLC
(Plaintiff)
Principal Variable Contracts Funds, Inc.
(Plaintiff)
Paul Steel Mishkin
Davis Polk & Wardwell L.L.P.
450 Lexington Avenue
New York, NY 10017
(212)-450-4292
(212)-450-3292 (fax)
paul.mishkin@dpw.com
Assigned: 04/23/2013
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
Bank of America, N.A.
(Defendant)
David W. Mitchell
Robbins Geller Rudman & Dowd LLP (SANDIEGO)
655 West Broadway
Suite 1900
San Diego, CA 92101
(619)-231-1058
(619)-231-231-7423 (fax)
davidm@csgrr.com
Assigned: 08/12/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carpenters Pension Fund of West Virginia
(Plaintiff)
SEIU Pension Plans Master Trust
(Plaintiff)
Karen L. Morris
Morris & Morris, LLC
1105 North Market Street, Suite 803
Wilmington, DE 19801
(302) 426-0400
(302) 426-0406 (fax)
kmorris@morrisandmorrislaw.com
Assigned: 03/20/2012
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
Patrick F Morris
Morris and Morris LLC Counselors at Law
4001 Kennett Pike Suite 300
Wilmington, DE 19807
302-426-0400
302-426-0406 (fax)
Assigned: 03/20/2012
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
Michael A Mugmon
Wilmer Cutler Pickering Hale and Dorr LLP
950 Page Mill Road
Palo Alto, CA 94304
650-858-6000
650-858-6100 (fax)
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
Sean Miles Murphy
Milbank, Tweed, Hadley & McCloy LLP (NYC)
1 Chase Manhattan Plaza
New York, NY 10005
(212)-530-5688
(212)-822-5688 (fax)
smurphy@milbank.com
Assigned: 09/15/2011
ATTORNEY TO BE NOTICED
representing Rabobank Group
(Defendant)
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
(Defendant)
Brian Philip Murray
Glancy Binkow & Goldberg LLP
122 East 42nd Street, Suite 2920
New York, NY 10168
212-682-5340
212-884-0988 (fax)
bmurray@glancylaw.com
Assigned: 08/14/2012
ATTORNEY TO BE NOTICED
representing Elizabeth Lieberman
(Plaintiff)
Todd Augenbaum
(Plaintiff)
William H. Narwold
Motley Rice LLC (CT)
One Corporate Center
20 Church Street, 17th Floor
Hartford, CT 06103
860-882-1676
860-882-1682 (fax)
bnarwold@motleyrice.com
Assigned: 11/08/2011
ATTORNEY TO BE NOTICED
representing Metzler Investment GmbH
(Plaintiff)
Leigh Mager Nathanson
Boies, Schiller & Flexner LLP
575 Lexington Avenue
New York, NY 10022
(212) 446-2365
(212) 446-2350 (fax)
lnathanson@bsfllp.com
Assigned: 06/29/2013
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Blair A Nicholas
Bernstein Litowitz Berger and Grossmann LLP
12481 High Bluff Drive Suite 300
San Diego, CA 92130
858-793-0070
858-793-0323 (fax)
blairn@blbglaw.com
Assigned: 02/20/2013
ATTORNEY TO BE NOTICED
representing County of Riverside
(Plaintiff)
Bert Shinji Nishimura
Eng & Nishimura
1055 W 7th St #1780
Los Angeles, CA 90017-2503
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
Nanci E. Nishimura
Cotchett, Pitre & McCarthy
840 Malcolm Road
Suite 200
Burlingame, CA 94010
(650)697-6000
(650)-697-0577 (fax)
nnishimura@cpmlegal.com
Assigned: 01/28/2013
ATTORNEY TO BE NOTICED
representing City of Riverside
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
City of Richmond
(Plaintiff)
East Bay Municipal Utility District
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
County of San Diego
(Plaintiff)
County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
County of Sonoma
(Plaintiff)
The Regents of the University of California
(Plaintiff)
David E. Sundstrom
(Plaintiff)
San Diego Association of Governments
(Plaintiff)
County of Sacramento
SACRAMENTO, CA 95864
(Plaintiff)
William J. Nissen
Sidley Austin, LLP (Chicago)
One South Dearborn
Chicago, IL 60603
(312) 853-7000
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing The Norinchukin Bank
(Defendant)
Linda P. Nussbaum
Grant & Eisenhofer P.A. (NY)
485 Lexington Avenue
29th Floor
New York, NY 10017
(646) 722-8500
(212) 687-7714 (fax)
lnussbaum@gelaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
Lucas F. Olts
Robbins Geller Rudman & Dowd LLP (San Diego)
655 West Broadway
Suite 1900
San Diego, CA 92101
619 213 1058
619 231 7423 (fax)
lolts@rgrdlaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Carpenters Pension Fund of West Virginia
(Plaintiff)
Richard David Owens
Latham & Watkins LLP (NY)
885 Third Avenue
New York, NY 10022
(212)-906-1200
(212)-751-4864 (fax)
richard.owens@lw.com
Assigned: 08/14/2013
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing BBA Enterprises, Ltd.
(Defendant)
BBA Libor, Ltd
(Defendant)
British Bankers’ Association
(Defendant)
Surya Palaniappan
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212)-699-1145
(212)-751-2540 (fax)
spalaniappan@kmllp.com
Assigned: 09/08/2011
ATTORNEY TO BE NOTICED
representing 303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
Carpenters Pension Fund of West Virginia
(Plaintiff)
Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Ravan Investments, LLC
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Ellen Gelboim
(Plaintiff)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Christopher Martin Paparella
Hughes Hubbard & Reed LLP (NY)
One Battery Park Plaza
New York, NY 10004
(212) 837-6000
(212) 422-4726 (fax)
paparella@hugheshubbard.com
Assigned: 03/07/2013
ATTORNEY TO BE NOTICED
representing WestLB AG
(Defendant)
Adam Seth Paris
Sullivan & Cromwell LLP (Los Angeles)
1888 Century Park East, Suite 2100
Los Angeles, CA 90067
(310) 712-6600
(310) 712-8800 (fax)
parisa@sullcrom.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Thomas Andrew Paskowitz
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
(212)-839-5832
(212)-839-5400 (fax)
tpaskowitz@sidley.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing The Norinchukin Bank
(Defendant)
Lauren Wagner Pederson
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 371-6600
(212) 751-2540 (fax)
lpederson@kmllp.com
Assigned: 04/19/2013
ATTORNEY TO BE NOTICED
representing FTC Capital GMBH
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mark Philip Pifko
Baron & Budd, P.C.
15910 Ventura Boulevard
Encino Plaza, Suite 1600
Encino, CA 91436
818-839-2333
818-986-9698 (fax)
mpifko@baronbudd.com
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carl A. Payne
(Plaintiff)
Kenneth W. Coker
(Plaintiff)
Marc Pilotin
Lieff, Cabraser, Heimann and Bernstein, LLP
275 Battery Street
29th Floor
San Francisco, CA 94111-3339
415-956-1000
415-956-1008 (fax)
mpilotin@lchb.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Charles Schwab Corporation
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
Brian J. Poronsky
Katten Muchin Rosenman LLP
525 West Monroe Street
Chicago, Il 60661
(312) 902-5611
(312) 902-1061 (fax)
brian.poronsky@kattenlaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Royal Bank of Canada
(Defendant)
Matthew Joseph Porpora
Sullivan & Cromwell, LLP(NYC)
125 Broad Street
New York, NY 10004
(212) 558-4000 x4028
(212) 558-3326 (fax)
porporam@sullcrom.com
Assigned: 10/09/2012
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Neal Alan Potischman
Davis Polk & Wardwell
1600 El Camino Real
Menlo Park, CA 94025
650-752-2000
650-752-2111 (fax)
neal.potischman@dpw.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
Bank of America, N.A.
(Defendant)
Gregory P Priamos
Riverside City Attorney
3900 Main Street
Riverside, CA 92522
951-826-5567
951-826-5540 (fax)
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing City of Riverside
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
Yvonne Susan Quinn
Sullivan & Cromwell, LLP(NYC)
125 Broad Street
New York, NY 10004
(212)-558-3736
(212)-558-3362 (fax)
quinny@sullcrom.com
Assigned: 06/28/2012
ATTORNEY TO BE NOTICED
representing Barclays Bank Plc,
(Defendant)
John D. Radice
Grant & Eisenhofer, PA
485 Lexington Avenue
29th Floor
New York, NY 10017
646-722-8500
646-722-8501 (fax)
jradice@gelaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Ravan Investments, LLC
(Plaintiff)
Colin Reardon
Wilmerhale
7 World Trade Center
New York, NY 10007
(212)-295-6406
(212)-230-8888 (fax)
colin.reardon@wilmerhale.com
Assigned: 04/29/2013
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
Joseph F. Rice
Motley Rice LLC (SC)
28 Bridgeside Boulevard
P.O. Box 1792
Mount Pleasant, SC 29464
(843)-216-9159
(843)-216-9290 (fax)
jrice@motleyrice.com
Assigned: 11/08/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Metzler Investment GmbH
(Plaintiff)
Thomas C. Rice
Simpson Thacher & Bartlett LLP (NY)
425 Lexington Avenue
New York, NY 10017
(212) 455-2000
(212) 455-2502 (fax)
trice@stblaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing J.P. Morgan Chase & Co.
(Defendant)
JPMorgan Chase & Co
(Defendant)
Darren J. Robbins
Robbins Geller Rudman & Dowd LLP (SANDIEGO)
655 West Broadway
Suite 1900
San Diego, CA 92101
619-231-1058
619-231-7423 (fax)
e_file_sd@rgrdlaw.com
Assigned: 08/12/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carpenters Pension Fund of West Virginia
(Plaintiff)
Andrea J. Robinson
Wilmerhale LLP
60 State Street
Boston, MA 02109
(617)-526-6360
(617)-526-5000 (fax)
andrea.robinson@wilmerhale.com
Assigned: 04/09/2013
ATTORNEY TO BE NOTICED
representing Royal Bank of Scotland Group plc
(Defendant)
RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts)
(Defendant)
The Royal Bank of Scotland, Plc
(Defendant)
Charles Furlonge Robinson
University of California
1111 Franklin St.
8th Floor
Oakland, Ca 94607
(510) 987-9800
Assigned: 07/25/2013
ATTORNEY TO BE NOTICED
representing The Regents of the University of California
(Plaintiff)
Samuel Howard Rudman
Robbins Geller Rudman & Dowd LLP(LI)
58 South Service Road
Suite 200
Melville, NY 11747
(631) 367-7100
(631) 367-1173 (fax)
srudman@rgrdlaw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Carpenters Pension Fund of West Virginia
(Plaintiff)
City of Dania Beach Police & Firefighters’ Retirement System
(Plaintiff)
303030 Trading LLC
(Plaintiff)
AVP Properties, LLC
(Plaintiff)
Atlantic Trading USA, LLC
(Plaintiff)
Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
FTC Futures Fund PCC Ltd
(Plaintiff)
FTC Futures Fund SICAV
(Plaintiff)
Mayor and City Council of Baltimore
(Plaintiff)
Metzler Investment GmbH
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Ellen Gelboim
(Plaintiff)
Gary Francis
(Plaintiff)
Jeffrey Laydon
(Plaintiff)
Nathaniel Haynes
(Plaintiff)
Richard Hershey
(Plaintiff)
Roberto E. Calle Gracey
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
FTC Capital GMBH
(Plaintiff)
Ravan Investments, LLC
(Plaintiff)
SEIU Pension Plans Master Trust
(Plaintiff)
Andrew A Ruffino
Covington and Burling LLP
The New York Times Building
620 8th Avenue
New York, NY 10018
212-841-1097
646-441-9097 (fax)
aruffino@cov.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citigroup Inc
(Defendant)
Andrew Arthur Ruffino
Covington & Burling LLP(NYC)
620 Eighth Avenue
New York, NY 10018-1405
212-841-1000
212-841-1010 (fax)
aruffino@cov.com
Assigned: 12/06/2011
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citiigroup Global Markets Inc.
(Defendant)
Alanna Cyreeta Rutherford
Boies, Schiller & Flexner, LLP(NYC)
575 Lexington Avenue
New York, NY 10022
(212) 446-2300
(212) 446-2350 (fax)
arutherford@bsfllp.com
Assigned: 09/17/2012
TERMINATED: 10/10/2013
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barklays Bank Plc
(Defendant)
Joel Steven Sanders
Gibson, Dunn & Crutcher, LLP
555 Mission Street, Suite 3000
San Francisco, CA 94105
(415) 393-8268
(415) 374-8439 (fax)
jsanders@gibsondunn.com
Assigned: 07/25/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Joel Steven Sanders
Gibson, Dunn & Crutcher LLP
555 Mission Street
Suite 3000
San Francisco, CA 94105-2933
415-393-8200
415-393-8206 (fax)
jsanders@gibsondunn.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Joseph Richard Saveri
Lieff, Cabraser, Heimann & Bernstein, LLP
Embarcadero Center West
275 Battery Street
30th Floor
San Francisco, CA 94111-3339
(415) 956-1000
415 956 1008 (fax)
jsaveri@lchb.com
Assigned: 10/13/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Charles Schwab & Co., Inc.
(Plaintiff)
Charles Schwab Bank, N.A.
(Plaintiff)
Schwab Advisor Cash Reserves
(Plaintiff)
Schwab Cash Reserves
(Plaintiff)
Schwab Investor Money Fund
(Plaintiff)
Schwab Money Market Fund
(Plaintiff)
Schwab Retirement Advantage Money Fund
(Plaintiff)
Schwab Value Advantage Money Fund
(Plaintiff)
Schwab Yieldplus Fund
(Plaintiff)
Schwab Yieldplus Fund Liquidation Trust
(Plaintiff)
The Charles Schwab Corporation
(Plaintiff)
Schwab Short-Term Bond Market Fund
(Plaintiff)
Schwab Total Bond Market Fund
(Plaintiff)
Schwab U.S. Dollar Liquid Assets Fund
(Plaintiff)
Hilary K Scherrer
Hausfeld LLP
1700 K Street, NW
Suite 650
Washington, DC 20006
202-540-7156
202-540-7201 (fax)
hscherrer@hausfeldllp.com
Assigned: 05/09/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Jonathan David Schiller
Boies Schiller & Flexner LLP
575 Lexington Avenue
New York, NY 10022
(212) 446-23002388x
(212) 446-2350 (fax)
jschiller@bsfllp.com
Assigned: 09/17/2012
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barklays Bank Plc
(Defendant)
Alan Schoenfeld
Wilmer, Cutler, Hale & Dorr, L.L.P. (NYC)
7 Wold Trade Center
New York, NY 10007
(212) 937-7294
(212) 230-8888 (fax)
alan.schoenfeld@wilmerhale.com
Assigned: 04/01/2013
ATTORNEY TO BE NOTICED
representing The Royal Bank of Scotland Group plc
(Defendant)
Max Raphael Schwartz
Scott Scott, L.L.P.( NYC)
500 Fifth Avenue
40th Floor
New York, NY 10110
(212) 223-6444
(212) 223-6334 (fax)
mschwartz@scott-scott.com
Assigned: 11/09/2011
ATTORNEY TO BE NOTICED
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
Rachel E. Schwartz
Stueve Siegel Hanson LLP – KC
460 Nichols Road, Suite 200
Kansas City, MO 64112
816-714-7125
816-714-7101 (fax)
schwartz@stuevesiegel.com
Assigned: 10/21/2013
ATTORNEY TO BE NOTICED
representing National Credit Union Administration Board
(Defendant)
David R. Scott
Scott & Scott, LLC(CT)
156 South Main Street
P.O.Box 192
Colchester, CT 06415
(860)537-5537
(860)537-4432 (fax)
drscott@scott-scott.com
Assigned: 11/08/2011
ATTORNEY TO BE NOTICED
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
Jeffrey T. Scott
Sullivan and Cromwell, LLP(NYC)
125 Broad Street
New York, NY 10004
(212)-558-3082
(212)-558-3588 (fax)
scottj@sullcrom.com
Assigned: 12/19/2011
ATTORNEY TO BE NOTICED
representing Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barclays Bank PLC
(Defendant)
Marc M. Seltzer
SUSMAN GODFRYE L.L.P.
1901 Avenue of the Stars
Suite 950
Los Angeles, CA 90067-6029
(310) 789-3102
(310) 789-3150 (fax)
mseltzer@susmangodfrey.com
Assigned: 08/05/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Mathieu J. Shapiro
Obermayer Rebmann Maxwell & Hippel LLP
1617 John F. Kennedy Boulevard
One Penn Center, 19th Floor
Philadelphia, PA 19103
(215) 665-3014
(215) 665-3165 (fax)
mathieu.shapiro@obermayer.com
Assigned: 08/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing The City of Philadelphia
(Plaintiff)
John Walter Sharbrough
John W. Sharbrough, III, PC
114 Eaton Square
Mobile, AL 36608
(251) 432-1441
(251) 432-5297 (fax)
john@sharbroughlaw.com
Assigned: 10/16/2012
ATTORNEY TO BE NOTICED
representing Annie Bell Adams
(Plaintiff)
Betty L. Gunter
(Plaintiff)
Dennis Paul Fobes
(Plaintiff)
Leigh E. Fobes
(Plaintiff)
Margaret Lambert
(Plaintiff)
Andrew Chun-Yang Shen
Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC (DC)
1615 M Street, N.W., Suite 400
Washington, DC 20036
202-326-7900
202-326-7999 (fax)
ashen@khhte.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Guaranty Bank & Trust Company
(Plaintiff)
Jeffrey Alan Shooman
Lite, DePalma, Greenberg, , L.L.C. (NJ)
Two Gateway Center,12th Floor
Newark, NJ 07102
(973)-623-3000
(973)-877-3872 (fax)
jshooman@litedepalma.com
Assigned: 08/07/2013
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Norman E. Siegel
Stueve Siegel Hanson LLP
460 Nichols Road, Suite 200
Kansas City, MO 64112
(816) 714-7112
(816) 714-7101 (fax)
siegel@stuevesiegel.com
Assigned: 10/21/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing National Credit Union Administration Board
(Defendant)
Robert B Silver
Boies, Schiller & Flexner LLP(Westchester)
333 Main Street
Armonk, NY 10504
(914) 749-8207
(914) 749-8300 (fax)
rsilver@bsfllp.com
Assigned: 09/17/2012
ATTORNEY TO BE NOTICED
representing Barclays Bank PLC
(Defendant)
Barclays Bank Plc,
(Defendant)
Barclays Capital Inc.
(Defendant)
Barclays PLC
(Defendant)
Barclays U.S. Funding LLC
(Defendant)
Barklays Bank Plc
(Defendant)
Joshua B. Silverman
One North LaSalle Street
Suite 2225
Chicago, IL 60602
(312) 377-1181
(312) 377-1184 (fax)
Assigned: 07/25/2012
ATTORNEY TO BE NOTICED
representing Government Development Bank for Puerto Rico
(Plaintiff)
The Berkshire Bank
(Plaintiff)
Moses Silverman
Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY)
1285 Avenue of the Americas
New York, NY 10019
212.373.3355
212.492.0355 (fax)
msilverman@paulweiss.com
Assigned: 11/14/2011
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Deutsche Bank AG
(Defendant)
Deutsche Bank Financial LLC
(Defendant)
Deutsche Bank Securities Inc.
(Defendant)
Ashley Margaret Simonsen
Susman Godfrey LLP
560 Lexington Avenue
New York, NY 10022
(212)-336-8330
(212)-336-8340 (fax)
asimonsen@susmangodfrey.com
Assigned: 04/10/2013
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Stacey Paige Slaughter
Robins, Kaplan, Miller & Ciresi L.L.P.
800 LaSalle Avenue, Suite 2800
Minneapolis, MN 55402
(612) 349-8289
(612) 339-4181 (fax)
spslaughter@rkmc.com
Assigned: 11/17/2011
TERMINATED: 08/15/2013
PRO HAC VICE
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
PFI Bond & Mortgage Securities Fund
(Plaintiff)
PFI Bond Market Index Fund
(Plaintiff)
PFI Core Plus Bond I Fund
(Plaintiff)
PFI Diversified Real Asset Fund
(Plaintiff)
PFI Equity Income Fund
(Plaintiff)
PFI Global Diversified Income Fund
(Plaintiff)
PFI Government & High Quality Bond Fund
(Plaintiff)
PFI High Yield Fund
(Plaintiff)
PFI High Yield Fund I
(Plaintiff)
PFI Income Fund
(Plaintiff)
PFI Inflation Protection Fund
(Plaintiff)
PFI Money Market Fund
(Plaintiff)
PFI Preferred Securities Fund
(Plaintiff)
PFI Short-Term Income Fund
(Plaintiff)
PVC Asset Allocation Account
(Plaintiff)
PVC Balanced Account
(Plaintiff)
PVC Bond & Mortgage Securities Account
(Plaintiff)
PVC Equity Income Account
(Plaintiff)
PVC Government & High Quality Bond Account
(Plaintiff)
PVC Income Account
(Plaintiff)
PVC Money Market Account
(Plaintiff)
PVC Short-Term Income Account
(Plaintiff)
Principal Capital Interest Only I, LLC
(Plaintiff)
Principal Commercial Funding II, LLC
(Plaintiff)
Principal Commercial Funding, LLC
(Plaintiff)
Principal Financial Group, Inc.
(Plaintiff)
Principal Financial Services, Inc.
(Plaintiff)
Principal Funds, Inc.
(Plaintiff)
Principal Life Insurance Company
(Plaintiff)
Principal Real Estate Investors, LLC
(Plaintiff)
Principal Variable Contracts Funds, Inc.
(Plaintiff)
Peter Francis Smith
Baron and Budd, P.C.
15910 Ventura Blvd.
Suite 1600
Encino, CA 91436
(818) 839-2328
(818) 986-9698 (fax)
psmith@baronbudd.com
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carl A. Payne
(Plaintiff)
Kenneth W. Coker
(Plaintiff)
Joshua D. Snyder
BONI & ZACK LLC
15 ST. ASAPHS RD.
BALA CYNWYD, PA 19004
610-822-0200
610-822-0206 (fax)
jsnyder@bonizack.com
Assigned: 08/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing The City of Philadelphia
(Plaintiff)
Craig Stephen Spencer
Office of General Counsel
East Bay Municipal Utility District
375 11th Street
MS 904
PO Box 24055
Oakland, CA 94623-1055
510-287-0174
510-287-0162 (fax)
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing East Bay Municipal Utility District
(Plaintiff)
Jeremy S. Spiegel
Weinstein Kitchenoff & Asher LLC
1845 Walnut Street
Suite 1100
Philadelphia, PA 19103
(215) 545-7200
(215) 545-6535 (fax)
spiegel@wka-law.com
Assigned: 03/20/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Gary Richard Spratling
Gibson, Dunn & Crutcher LLP
555 Mission Street, Suite 3000
San Francisco, CA 94105
415-393-82
(415) 393-8222
(415) 374-8464 (fax)
gspratling@gibsondunn.com
Assigned: 07/27/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Michael Howard Steinberg
Sullivan & Cromwell
1888 Century Park East
Los Angeles, CA 90067
310-712-6600
310 712 8800 (fax)
steinbergm@sullcrom.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Bank of Tokyo-Mitsubishi UFJ Ltd
(Defendant)
Andrew W. Stern
Sidley Austin LLP (NY)
787 Seventh Avenue
New York, NY 10019
212-839-5300
212-839-5599 (fax)
astern@sidley.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing The Norinchukin Bank
(Defendant)
Norinchukin Bank
(Defendant)
David Hugh Stern
Hughes Hubbard Reed LLP
350 South Grand Avenue
Suite 3600
Los Angeles, CA 90071
(213) 613-2880
(213) 613-2950 (fax)
sternd@hugheshubbard.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Portigon AG
(Defendant)
Daniel R. Sterrett
Cotchett, Pitre & McCarthy, LLP
840 Malcolm Road, Suite 200
Brulingame, CA 94010
(650) 697-6000
(650) 697-0577 (fax)
dsterrett@cpmlegal.com
Assigned: 01/28/2013
TERMINATED: 06/11/2013
PRO HAC VICE
representing City of Riverside
(Plaintiff)
County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
The Riverside Public Financing Authority
(Plaintiff)
City of Richmond
(Plaintiff)
East Bay Municipal Utility District
(Plaintiff)
Successor Agency to the Richmond Community Redevelopment Agency
(Plaintiff)
The Richmond Joint Powers Financing Authority
(Plaintiff)
County of San Diego
(Plaintiff)
Stephen George Stim
Stimconsul Ltd.
5a Frost Mill Road
Mill Neck, NY 11765
(212)-977-7950
(212)-977-7762 (fax)
stimconsul@aol.com
Assigned: 10/16/2012
ATTORNEY TO BE NOTICED
representing Annie Bell Adams
(Plaintiff)
Betty L. Gunter
(Plaintiff)
Dennis Paul Fobes
(Plaintiff)
Leigh E. Fobes
(Plaintiff)
Margaret Lambert
(Plaintiff)
Eric Jonathan Stock
Hogan Lovells US LLP (nyc)
875 Third Avenue
New York, NY 10022
212-918-3000
212-918-3100 (fax)
eric.stock@ag.ny.gov
Assigned: 09/14/2011
TERMINATED: 06/11/2013
representing Lloyds Banking Group plc
(Defendant)
HBOS PLC
(Defendant)
Whitney Erin Street
Block & Leviton LLP
155 Federal Street, Suite 1303
New York, NY 10013
(617) 398-5600
(617) 507-6020 (fax)
wstreet@blockesq.com
Assigned: 01/31/2013
ATTORNEY TO BE NOTICED
representing Eric Friedman
(Plaintiff)
Heather M. Earle
(Plaintiff)
Henryk Malinowski
(Plaintiff)
Linda Carr
(Plaintiff)
Deborah M. Sturman
Milberg LLP (NYC)
One Pennsylvania Plaza
New York, NY 10119
(212)594-5300
(212)688-1229 (fax)
deborah.sturman@blbglaw.com
Assigned: 11/08/2011
ATTORNEY TO BE NOTICED
representing Metzler Investment GmbH
(Plaintiff)
Arun Srinivas Subramanian
Susman Godfrey LLP (NYC)
654 Madison Avenue
New York, NY 10065
(212) 336-8330
(212) 336-8340 (fax)
asubramanian@susmangodfrey.com
Assigned: 09/08/2011
ATTORNEY TO BE NOTICED
representing Mayor and City Council of Baltimore
(Plaintiff)
Texas Competitive Electric Holdings Company LLC
(Plaintiff)
Peter Sullivan
Gibson, Dunn & Crutcher, LLP (NY)
200 Park Avenue, 48th Floor
New York, NY 10166
(212)-351-5370
(212)-351-6370 (fax)
psullivan@gibsondunn.com
Assigned: 10/28/2011
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Mayra Velez Tarantino
Lite, DePalma, Greenberg, & Rivas, L.L.C. (NJ)
Two Gateway Center,12th Floor
Newark, NJ 07102
(973)-623-3000
(973)-623-0858 (fax)
mtarantino@litedepalma.com
Assigned: 07/30/2012
ATTORNEY TO BE NOTICED
representing 33-35 Green Pond Road Associates, LLC
(Plaintiff)
Roland Karim Tellis
Baron Budd, P.C.
15910 Ventura Boulevard
Encino Plaza, Suite 1600
Encino, CA 91436
818-839-2333
818-986-9698 (fax)
rtellis@baronbudd.com
Assigned: 01/28/2013
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Carl A. Payne
(Plaintiff)
Kenneth W. Coker
(Plaintiff)
Lee Andrew Thompson
San Mateo County Counsel
Hall of Justice and Records
400 County Center
6th Floor
Redwood City, CA 94063
650-363-4697
650-363-4034 (fax)
lathompson@co.sanmateo.ca.us
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
Charles Edgar Tompkins, IV
Shapiro Haber & Urmy, L.L.P.
53 State Street
37th Floor
Boston, MA 02109
(617)-439-3939
(617)-439-0134 (fax)
ctompkins@shulaw.com
Assigned: 07/12/2012
TERMINATED: 02/01/2013
representing Community Bank & Trust
(Plaintiff)
Tracy A. Turoff
Taft Stettinius & Hollister – Cleveland
3500 BP Tower
200 Public Square
Cleveland, OH 44114
216-706-3869
216-241-3707 (fax)
tturoff@taftlaw.com
Assigned: 08/07/2013
ATTORNEY TO BE NOTICED
representing RBS Citizens, N.A.
(Defendant)
The Royal Bank of Scotland Group plc
(Defendant)
Thomas J. Undlin
Robins Kaplan Miller & Ciresi(MN)
800 La Salle Avenue, Ste. 2500
Minneapolis, MN 55402
(612) 349-8706
(612) 339-4181 (fax)
tjundlin@rkmc.com
Assigned: 01/19/2012
TERMINATED: 08/15/2013
PRO HAC VICE
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
Thomas V. Urmy
Shapiro, Haber & Urmy, L.L.P.
53 State Street
13th Floor
Boston, MA 02109
(617) 439-3939
(617) 439-0134 (fax)
turmy@shulaw.com
Assigned: 09/09/2011
ATTORNEY TO BE NOTICED
representing Maxwell Van De Velde
(Movant)
Community Bank & Trust
(Plaintiff)
Matthew E Van Tine
Miller Law LLC
115 South LaSalle Street
Suite 2910
Chicago, IL 60603
312-332-3400
(312) 676-2676 (fax)
Assigned: 08/31/2011
ATTORNEY TO BE NOTICED
representing Roberto E. Calle Gracey
(Plaintiff)
Christopher Michael Viapiano
Sullivan & Cromwell LLP (Washington DC)
1701 Pennsylvania Avenue, N.W.
Washington, DC 20006
(202) 956-6985
(202) 956-7056 (fax)
viapianoc@sullcrom.com
Assigned: 05/08/2012
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Bank of Tokyo-Mitsubishi UFJ Ltd
(Defendant)
Delilah Garcia Vinzon
Milbank Tweed Hadley et al
601 S Figueroa St 30FL
Los Angeles, CA 90017
213-892-4500
dvinzon@milbank.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
(Defendant)
William E. Walker, Jr.
P.O. Box 192
Massillon, OH 44648-0192
330-327-1437
williamwalker@gmx.com
Assigned: 08/07/2013
ATTORNEY TO BE NOTICED
representing CEMA Joint Venture
(Plaintiff)
Kenneth E. Warner
Warner Partners, P.C.
950 Third Avenue
32nd Floor
New York, NY 10022
(212) 593-8000
(212) 593-9058 (fax)
KWarner@WarnerPartnersLaw.com
Assigned: 11/06/2013
ATTORNEY TO BE NOTICED
representing Federal National Mortgage Association
(Plaintiff)
Herbert Scott Washer
Cahill Gordon & Reindel LLP
80 Pine Street
New York, NY 10005
(212)-701-3000
(212)-269-5420 (fax)
hwasher@cahill.com
Assigned: 06/29/2012
ATTORNEY TO BE NOTICED
representing Credit Suisse Group AG
(Defendant)
Credit Suisse Group, NA
(Defendant)
Credit Suisse Securities (USA) LLC
(Defendant)
Lesley Elizabeth Weaver
1199seiu Benefit and Pension Fund
330 W. 42nd Street – 31st Floor
New York, NY 10036
(310) 556-5637
(310) 496-1454 (fax)
gnecf@classcounsel.com
Assigned: 07/12/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Community Bank & Trust
(Plaintiff)
David Haym Weinstein
Weinstein Kitchenoff & Asher LLC
1845 Walnut Street, Suite 1100
Philadelphia, PA 19103
(215) 545-7200
(215) 545-6535 (fax)
weinstein@wka-law.com
Assigned: 03/20/2012
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Ellen Gelboim
(Plaintiff)
Linda Zacher
TERMINATED: 07/18/2012
(Consolidated Plaintiff)
Marc Alan Weinstein
U.S. Attorney’s Office, SDNY (St Andw’s)
One St. Andrew’s Plaza
New York, NY 10007
(212) 637-2547
(212) 637-0083 (fax)
weinstei@hugheshubbard.com
Assigned: 05/10/2013
ATTORNEY TO BE NOTICED
representing WestLB AG
(Defendant)
Melanie Westover
Milbank, Tweed, Hadley & McCloy LLP (NYC)
1 Chase Manhattan Plaza
New York, NY 10005
(212) 530-5524
(212) 822-5524 (fax)
mwestover@milbank.com
Assigned: 02/27/2012
ATTORNEY TO BE NOTICED
representing Rabobank Group
(Defendant)
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
(Defendant)
Eugene Whitlock
San Mateo County Counsel’s Office
Hall of Justice & Records
400 County Center, 6th Floor
Redwood City, CA 94063
650-363-4989
650-363-4034 (fax)
ewhitlock@smcgov.org
Assigned: 01/29/2013
ATTORNEY TO BE NOTICED
representing County of San Mateo
(Plaintiff)
San Mateo Couty Joint Powers Financing Authority
(Plaintiff)
K. Craig Wildfang
Robins, Kaplan, Miller & Ciresi L.L.P.
800 LaSalle Avenue, Suite 2800
Minneapolis, MN 55402
(612) 349-8554
(612) 339-4181 (fax)
kcwildfang@rkmc.com
Assigned: 11/17/2011
TERMINATED: 08/15/2013
PRO HAC VICE
representing City of New Britain Firefighters’ and Police Benefit Fund
(Plaintiff)
Robert F. Wise, Jr.
Davis Polk and Wardwell LLP
450 Lexington Ave.
New York, NY 10017
212-450-4000
robert.wise@davispolk.com
Assigned: 10/03/2013
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
Bank of America, N.A.
(Defendant)
Robert Frank Wise, Jr
Davis Polk & Wardwell L.L.P.
450 Lexington Avenue
New York, NY 10017
212-450-4000
212-450-3512 (fax)
rwise@dpw.com
Assigned: 08/12/2011
ATTORNEY TO BE NOTICED
representing Bank of America Corporation
(Defendant)
Bank of Tokyo-Mitsubishi UFJ Ltd
(Defendant)
Citibank NA
(Defendant)
Citigroup Inc
(Defendant)
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
(Defendant)
Credit Suisse Group AG
(Defendant)
Deutsche Bank AG
(Defendant)
HBOS PLC
(Defendant)
HSBC Bank PLC
(Defendant)
HSBC Holdings plc.
(Defendant)
J.P. Morgan Chase & Co.
(Defendant)
JPMorgan Chase Bank, National Association
(Defendant)
Lloyds Banking Group plc
(Defendant)
Royal Bank of Canada
(Defendant)
Royal Bank of Scotland Group plc
(Defendant)
The Norinchukin Bank
(Defendant)
WestLB AG
(Defendant)
Bank of America, N.A.
(Defendant)
Alan M. Wiseman
Covington & Burling, L.L.P. (DC)
1201 Pennsylvania Avenue, NW
Washington, DC 20004
(202) 662-5069
(202) 778-5069 (fax)
awiseman@cov.com
Assigned: 12/06/2011
PRO HAC VICE
ATTORNEY TO BE NOTICED
representing Citibank NA
(Defendant)
Citiigroup Global Markets Inc.
(Defendant)
Steven Wolowitz
Mayer Brown LLP (NY)
1675 Broadway
New York, NY 10019
(212) 506-2500
(212) 262-1910 (fax)
swolowitz@mayerbrown.com
Assigned: 09/18/2013
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
representing Societe Generale
(Defendant)
Michael J. Zbiegien, Jr.
Taft, Stettinius & Hollister
3500 BP Tower
200 Public Square
Cleveland, OH 44114
216-706-3962
216-241-3707 (fax)
mzbiegien@taftlaw.com
Assigned: 08/07/2013
ATTORNEY TO BE NOTICED
representing RBS Citizens, N.A.
(Defendant)
The Royal Bank of Scotland Group plc
(Defendant)
Christopher B. Zimmerman
Wilmer Hale LLP
60 State Street
Boston, MA 02109
617-526-6455
617-526-5000 (fax)
christopher.zimmerman@wilmerhale.com
Assigned: 04/09/2013
TERMINATED: 04/30/2013
representing Citizens Bank of Massachusetts
(Defendant)
Royal Bank of Scotland Group plc
(Defendant)
Lawrence Jay Zweifach
Gibson, Dunn & Crutcher, LLP (NY)
200 Park Avenue, 48th Floor
New York, NY 10166
(212) 351-4000
(212) 351-4035 (fax)
lzweifach@gibsondunn.com
Assigned: 06/29/2012
ATTORNEY TO BE NOTICED
representing UBS AG
(Defendant)
Jason Allen Zweig
Hagens Berman Sobol Shapiro LLP (NYC)
555 Fifth Ave Ste. 1700
New York, NY 10117
212-752-5455
917-210-3980 (fax)
jasonz@hbsslaw.com
Assigned: 09/10/2012
ATTORNEY TO BE NOTICED
representing Courtyard at Amwell II, LLC
(Plaintiff)
Greenwich Commons II, LLC
(Plaintiff)
Jill Court Associates II, LLC
(Plaintiff)
Maidencreek Ventures II LP
(Plaintiff)
Raritan Commons, LLC
(Plaintiff)
Lawrence W. Gardner
(Plaintiff)
Alejandra de Urioste
Clifford Chance US, LLP (NYC)
31 West 52nd Street
New York, NY 10019
(212) 878-3446
(212) 878-8375 (fax)
alejandra.deurioste@cliffordchance.com
Assigned: 09/11/2013
ATTORNEY TO BE NOTICED
representing RBS Citizens, N.A.
(Defendant)
The Royal Bank of Scotland Group plc
(Defendant)
The Royal Bank of Scotland, Plc
(Defendant)

 

Recent (United Kingdom (UK)) Court of Appeal of England and Wales (EWCA) ‎Civil Division LIBOR opinion

The recent (United Kingdom (UK)) Court of Appeal of England and Wales (EWCA)Civil Division is:

Graiseley Properties Limited v. Barclays Bank Plc and Deutsche Bank v. Unitech Global Limited and Unitech Limited [2013] EWCA Civ 1372

In this opinion, on 8 November 2013, the EWCA upheld an earlier Commercial Court ruling (and overturned another earlier, conflicting decision) to hold that the claimants in interest rate swaps mis-selling litigation are entitled to amend their pleadings to allege LIBOR manipulation as well.

Both the Graiseley Properties and Unitech Global claimants assert claims that the two defendant banks mis-sold interest rate swaps, which swaps contained rates referenced to LIBOR.

National Credit Union Administration (NCUA) Sues for Alleged LIBOR Manipulation

The National Credit Union Administration (NCUA) has sued 12 more banks for alleged LIBOR manipulation.

For some news coverage as to the NCUA’s action, please see here and here.

The NCUA press releases are here and here.

Please see also:

National Credit Union Administration Board v. Credit Suisse Group AG, 13-cv-02497, U.S. District Court, District of Kansas (Kansas City) [complaint].

And please see:

National Credit Union Administration Board v. Goldman Sachs & Co., 13-cv-06721, U.S. District Court, Southern District of New York (Manhattan) [complaint].

&

National Credit Union Administration Board v. Morgan Stanley & Co., 13-cv-06705, U.S. District Court, Southern District of New York (Manhattan) [complaint].

In addition, for completeness, see:

National Credit Union Administration Board v. Barclays Capital, Inc., 13-cv-06727, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. Bear Stearns & Co., Inc. et al, 13-cv-06707, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. Credit Suisse Securities (USA) LLC et al, 13-cv-06736, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. RBS Securities, Inc. et al, 13-cv-06726, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. UBS Securities, LLC, 13-cv-06731, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. Wachovia Capital Markets, LLC, 13-cv-06719, U.S. District Court, Southern District of New York (Manhattan).

&

National Credit Union Administration Board v. Residential Funding Securities, LLC, 13-cv-06730, U.S. District Court, Southern District of New York (Manhattan).

UBS Securities Japan Co. Ltd Sentenced for Manipulation of LIBOR

The investment bank, financial advisory securities firm and wholly-owned subsidiary of UBS AG known as UBS Securities Japan Co. Ltd. (UBS Securities Japan) was sentenced  by U.S. District Judge Robert N. Chatigny in the District of Connecticut on September 18, 2013 for its role in manipulating the London Interbank Offered Rate (LIBOR).

Please see the U.S. Department of Justice press release of September18, 2013 here.

Please see also a number of the document filings from the case, including the Information, Waiver of Indictment, Plea Agreement and Sentencing Memorandum.

County of Sacramento LIBOR Lawsuit

Sacramento County, California sued 22 global banks in the U.S. District Court for the Eastern District of California on July 23, 2013.

The County alleges that the banks engaged in a scheme to manipulate the London Interbank Offered Rate (LIBOR) in violation of state and federal antitrust and common laws (California’s Cartwright Act, Cal. Bus. and Prof. Code §§ 16700-16770 and the federal Sherman Act,  15 U.S.C. §§ 1–7).

The case is:

County of Sacramento v. Bank of America Corp., et al. (No. 13-1476, E.D. Calif.).

The complaint is here.

The County contends that the defendants’ actions deprived it “of the rate of interest that Plaintiff should have received from its investments or financial instruments.”

And:

“From at least as early as August of 2007, the Defendant banks conspired to, and did, manipulate LIBOR by misreporting to the British Bankers’ Association the accurate interest rate at which each expected they could borrow funds from the other LIBOR member banks. In the case of artificially suppressing LIBOR, Defendants were able to significantly reduce, for example, the amount that should be paid to counterparties, including Plaintiff.”

The County has also asserted additional claims for fraud and deceit, negligent misrepresentation, interference with economic advantage, breach of the implied covenant of good faith and fair dealing and unjust enrichment.

The County is represented by Joseph W. Cotchett, Nanci E. Nishimura, Frank C. Damrell Jr. and Aron K. Liang of Cotchett, Pitre & McCarthy in Burlingame, California, and John F. Whisenhunt and Krista C. Whitman of the County of Sacramento, Office of County Counsel, in Sacramento.

*The case has been added to the multidistrict litigation — docket number 11-2262 — in the U.S. District Court for the Southern District of New York — please see here — and see here for a recent (August 23, 2013) ruling (denying motions by over-the-counter (OTC), bondholder and exchange-based plaintiffs for leave to amend their amended complaints to add allegations of antitrust injury related to their claims) by the judge ( Naomi Reice Buchwald) in that multidistrict matter*

Asset Management and Insurance Company “Principal Financial Group Inc.” Files LIBOR Lawsuit

The large asset management and insurance company Principal Financial Group Inc. has just filed a lawsuit alleging manipulation/conspiracy to depress the London Interbank Offered Rate (LIBOR) during the period August 2007 to May 2010.

The case is Principal Financial Group Inc. v. Bank of America Corp. et al. (S.D. Iowa No. 13-00335).

The complaint is here.