CONTRACTING A CURE

Patients, Healers, and the Law

in Early Modern Bologna


GIANNA POMATA

translated by the author, with the assistance of

Rosemarie Foy and Anna Taraboletti-Segre

THE JOHNS HOPKINS UNIVERSITY PRESS

Baltimore & London




Chapter 2:  Promising a Cure:

          Agreements between Patients and Healers in the Early Modern Period

                     "To the sick, who hang on your every word, thou shalt promise health."
                                             De instructione media secundum Archimathaeum,
twelfth century
             

                                              "I am not healed, and if you will prove to me that, in fact, I am,
                                              I offer to pay immediately what is fair."
                                              Paolo Vitali, plaintiff, to the Bolognese protomedici,
                                              in a lawsuit against surgeon Ulisse Parini, 1574

I.


The charges that occasioned the Protomedicato's (board of physicians appointed to regulate medical practice within a city or region) proceedings from the sixteenth to the eighteenth century were often filed anonymously.  Of the signed petitions, however, nearly two-thirds came from patients or their relatives and friends.  Thus, sick persons did actually turn to the Protomedicato for justice, leaving records that enable us to understand their viewpoint and to observe the medical system from the perspective of its users.  What we notice at first, when we examine the complaints filed in the doctors' court, is that these complaints are framed in the stereotypical parlance of the plea to higher authorities.  The plaintiffs are asking for protection, but they also ask for something more.  Many appeals involve a specific request, such as, for instance, that of the "humble Laura Diola," who asked the Protomedicato in 1595 for "the refund of three ducats from a Neapolitan man practicing medicine; he having taken to treat said Laura and having crippled her, she wished that her money be returned to her, especially since she heard of the bad practice of said Neapolitan."

The declared aim of these appeals for justice was not only to punish a bad practitioner but also, as in Laura Diola's case, to recover the money spent on ineffective treatment. Patients considered their claims for restitution to be



26 Contracting a Cure

within their legal rights, on the ground that their healers had broken an agreement.  They presented themselves to the court as victims of a breach of contract.  In 1595, for instance, several claims were filed against a barber, Ludovico Bazano.  In one of them, Geronimo dal Usello explained how his wife had been suffering for two years from a "pain in the neck, around the ears":

About three and a half months ago, I met by mischance this Ludovico who . . . claimed to be a barber.  He came to visit my wife Domenica and began treating her, saying that she had scrofula and promising to cure her within two months; and in the presence of witnesses, we agreed on fourteen lire although he ended up taking sixteen.  He continued to treat her until he collected all this money and then abandoned her, and for this reason she is crippled and cannot move her neck.

Some features of the transaction between this woman and her healer reappear over and over again in other patients' complaints or depositions.  First of all, the promise of a cure, a full recovery within a fixed period of time.  On one side, the healer, whether a traveling quack, such as Laura Diola's Neapolitan, or a licensed practitioner, such as the barber Bazano, promises to effect a cure.  On the other side, the patient or his or her guardian promises to pay, often in installments, with the balance due at the end of treatment.  Most important, the object of the transaction is not just the provision of the healer's services but the positive outcome of the therapy.

Such agreements, or contracts, for a cure have a long history, as testified by many written records.  Whereas Laura Diola and Geronimo dal Usello had simply a verbal compact (in Geronimo's case supported by witnesses) with their healers, the stipulation was often written down formally as a contract. Such contracts can be found among medieval notarial records as early as the thirteenth century, and the custom may well be even more ancient, as we shall see.  Hitherto these medieval documents have not been studied in depth; they have been viewed mostly as an oddity of past medical practice worthy, at most, of cursory anecdotal mention.  Formally drawn up by a notary, these agreements usually set the terms of payment, the duration of treatment, and the criteria for recovery (often allowing the patient some say over these).  Occasionally, they also specified the patient's role in the treatment -- for instance, the duty to follow a special diet.  Here is one such contract, signed in 1326 in the presence of a notary and witnesses and transcribed in the "Libro dei memoriali" of the Commune of Bologna under the marginal heading "promissio et depositus":



Promising a Cure 27

To all readers of these public records:  we declare that the learned master Giovanni de Anglio, physician [medicus], has undertaken the treatment and medication of Bertholucio, nobleman, son of the late Guidone dei Samaritani, a citizen of Bologna.  Master Giovanni shall pursue such treatment in exchange for fifty good and sound golden florins, weighed Bologna style, at the terms and conditions set herein: that said Master Giovanni has promised to treat and heal Bertholucio from his illness, with the help of medications, waters, and concoctions that Master Giovanni will buy at his own expense; so that in the next forty days Bertholucio will be convalescing and improving, to the point of being again able to partially move his hand, foot, thigh, and leg, to use said hand to dress himself and put on shoes, and to wash his healthy hand with the one which is now ill.  These terms being met before the end of the forty days, Bertholucio has promised and agreed to promptly compensate said master with twenty-five golden florins out of the total amount of fifty; in payment for the medications already administered and those still needed in order to complete his recovery.  Said master has also promised and agreed to treat, medicate, and completely cure Bertholucio in such a way that he will clearly feel well in the sick side as in the other one; and once he feels he has recovered his health, Bertholucio has promised to promptly pay, upon request, the balance of the agreed-upon sum -- that is, another twenty-five florins of pure gold according to standard.  Furthermore, Raynerio, son of the late Jacopino de Arzellata and chaplain of Santa Maria Maggiore, has officially and solemnly declared to Master Giovanni that he received in escrow the said fifty florins from Bertholucio, and has promised to give the master the entire amount as previously established, on condition that he [Bertholucio] feels. completely cured.

The terms of this agreement are typical of the contracts that are found in medieval notarial archives and, in the early modern age, among the records of the Protomedicato:  the promise of a cure by the healer; the promise of payment of an agreed-upon sum by the patient; a trustee designated by both parties to hold the sum in escrow; and an initial installment to be paid by the patient at the fast signs of improvement, with the balance to be. paid upon successful completion of the cure.  Another significant feature of the agreement, as indicated in the contract between Master Giovanni de Anglio and Bertholucio, was not only that payment was contingent upon the success of the treatment but also most important that improvement and healing were to be determined solely by the patient's perception.  In the Bolognese contract, as we can see, health is defined as a condition perceived (salus habita



28 Contracting a Cure

et percepta) entirely from the patient's viewpoint.  Likewise, illness is described as the ailing of an affected part of the body rather than as an abstract entity.  In Bertholucio's eyes, healing meant being able once more to perform his daily tasks -- getting dressed, putting on his shoes, washing his hands -- with that part of his body which was now paralyzed.  In the agreement, illness was defined entirely according to the patient's bodily self-perception.  Even physicians were apt to define disease in the same manner.  A fifteenth-century doctor, for instance, in describing the course of his own illness, focused on that body part which was ailing:  "that part over which I had no power; and which seemed to me to be dead and estranged."

Such a patient-centered description of illness and recovery is typical of the medieval agreements between patients and healers.  Another example is the contract undersigned in 1244 by Rogerio de Bruch of Bergamo and Bosso the wool carder in Genoa:

In the name of the Lord, amen.

    I, Rogerio de Bruch of Bergamo, promise and agree with you, Bosso the wool carder, to return you to health and to make you improve from the illness that you have in your person, that is in your hand, foot, and mouth, in good faith, with the help of God, within the next month and a half, in such a way that you will be able to feed yourself with your hand and cut bread and wear shoes and walk and speak much better than you do now.  I shall take care of all the expenses that will be necessary for this; and at that time, you shall pay me seven Genoese lire; and you shall not eat any fruit, beef, pasta whether boiled or dry or cabbage.  If I do not keep my promises to you, you will not have to give me anything.  And I, the aforementioned Bosso, promise to you, Rogerio, to pay you seven Genoese lire within three days after my recovery and improvement.

Who has never thought of recovery in these very same terms to be able to do things just as one had done them before falling sick slicing bread and eating, walking and taking normally?  The patient's personal experience of illness comes to the foreground in these documents.  In sharp contrast to modern medicine, illness and recovery were defined not by the physician but by the sick, who had an active role.  The terms of agreements were formulated by both parties, and both voices could be heard in the contracts, as in the Genoese case cited above.

Cure agreements between patients and healers have been found scattered among medieval notarial records from all over Europe: we know, for


Promising a Cure 29

instance, of cases from Crete (1348, 1361), Zara (1379, 1385, 1398, 1484), Ferrara (1403), Avignon (1477), Messina (1484), Hildesheim (1531), Dubrovnik (1546, 1559), and Poitiers (1620).  Furthermore, early modern forensic medicine indicates that the custom. of stipulating contracts for a cure was widespread in Spain, France, and Germany, as well as in Italy.  In Norwich, England, the "Mayor's Book of the Poor" and municipal court proceedings from the late sixteenth century record a large number of agreements between healers and patients, so that Margaret Pelling, in examining these documents, noted that "much regulation of practice is better seen as legal investigation of claims against contracts."  The same can be said of Bologna, where the Protomedicato acted as a court in cases involving breach of contract by one of the parties:  whether healers pursuing their clients for nonpayment, or patients arguing that they had not been perfectly cured.

In places and times far apart from each other, the cure contracts were drawn up following the same basic pattern.  Here is another example from Messina, in 1484 (a document that the Sicilian folklorist Giuseppe Pitre discussed in the 1920s as a mere curiosity):

Master Francesco di Giovanni, who calls himself a physician from Treviso, undertakes of his own free will to treat, and with God's direction, to return to health Master Paolo Palumbo, citizen of Messina . . . and help him recover from his ailment of catarrh and chest pain (catarru pectustrictu) without asthma, in exchange for four gold Venetian ducats; which ducats Master Paolo deposited into the hands of master Pietro de La Ferra, citizen of Messina, at the time of signing this agreement ... so that once said Paolo is healed from his infirmity, one month from now, Master Francesco shall receive said four golden ducats; and if he [Paolo] is not healed, these four ducats will be returned to said Paolo, furthermore declaring that Master Francesco shall take upon himself the expenses of all medications.

The promise of a cure is obviously the key feature of the agreement between healer and patient.  It is also mentioned by medical authors as a standard aspect of the relationship of trust between healer and patient.  "To the sick, who hang on your every word, thou shalt promise health, with the help of God," Archimathaeus says in De instructione media -- the professional etiquette manual of the collection of medical texts called the Salernitan Collection (twelfth century).  In Lucca, in 1346, the "master surgeons" Francesco and Bonagratia delli Scolli, of Parma, advertised their services by claiming that "they shall cure anybody who will go to them . . . and they shall not receive




30 Contracting a Cure

any payment until [their patients] are free from illness and cured.  They shall keep to what [was] agreed upon in their contracts, treating the rich in exchange for a sum of money depending on the nature of illness and the patients' ability to pay, and treating the poor without charge, for the love of God."

Promising a cure was clearly a marketing device, a psychological trick used by the healers to win the patients' trust, as suggested by Archimathaeus.  Yet to see it simply as such would be misleading.  It would be seeing it only from our modern perspective, which tends to privilege the viewpoint of the physician in matters of therapy.  Regardless of the healer's motivations, his or her promise to effect a cure was taken very seriously by the patients, as a legally binding commitment.  As indicated by the records of the Protomedicato throughout the sixteenth century, the promise of a cure was considered essential for the legal resolution of disputes between patients and healers.  In fact, the promise had the official value of a contractual commitment.  When filing their claims, patients had recourse to a customary norm that gave them the right not to pay for an unsuccessful treatment -- releasing them, in such a case, from their pledge to the healer.  In the ancien regime, therefore, the promise of a cure was not merely a marketing device of the medical practitioners; it was the mainstay -- from a legal viewpoint -- of the conditional contract that I have called the "contract for a cure."

It was not only the patients who thus understood the import of the deal, but also the magistrates who were called to solve disputes between the sick and their healers.  This is shown by the records of several medieval municipal courts, where we find cases of healers fined for receiving payment before completing a cure, or sentenced to return advance payments after an unsuccessful treatment.  In 1320 in Venice, for instance, Beatrice, a woman physician (medica), was fined ten lire for accepting advance payment from a patient before restoring him to health.  In 1322, in the same city, the surgeon Santo da Forli was fined for having requested five lire from a patient for his labor and medications, even though the patient was not completely cured.

When a patient filed a suit for unsuccessful treatment, the judge ordered that the sick person be examined by other practitioners.  In 1386 in Padua, the medicus Domenico da Bologna and the medicus ciroicus Novello de Marano were requested by a judge of the court called the Officio delle Vittuarie to visit Sir Boninsegna, who had lodged a complaint against a third physician for not having delivered the promised cure.  The two examiners declared that "the infirm had not been cured properly by the physician because he did not use the proper medications."  The physician was sentenced to return



Promising a Cure 31


to Sir Boninsegna the latter's advance payment.  Two centuries later, in 1546, the Minor Council of the city of Dubrovnik sentenced the surgeon Giovanni Andrea to return eight gold ducats received from Sir Nicola Bazano as advance payment for treating his son Giorgio's gallstones, "because from the investigation read to this council, it clearly appears that [the physician] has not treated the patient with the necessary diligence."

When there was discord over the definition of recovery, an expert was called to arbitrate in the case and sometimes to estimate the fair price of a partially successful treatment.  In 1484, the doctor Bartholomeo, surgeon and town physician of the community of Zara, was summoned to settle a dispute between another surgeon, Master Francesco Stupich, of Busana, and the patient Zuanne da Modone, who was suffering from fistula:

When questioned thoroughly by both justices . . . Bartholomeo said that, when Master Francesco went to Venice, Master Zuanne called him [Bartholomeo] to his house and showed him his affected part, saying:  "Sir, tell me whether I am cured from this illness, because Master Francesco, who has treated me, is asking for twenty-five gold ducats as payment for his services."  Bartholomeo examined the fistula, probing it with a lancet to see if it was firm, and found that the lancet entered two fingers deep, or thereabouts, into the fistula.  As to whether [Zuanne] was cured, [Bartholomeo] responded that, in his opinion, he was not; and if Master Francesco had cured him, [Francesco] would have deserved more than twenty-five gold ducats; but as things stood, he only deserved ten gold ducats for his labor.

When the treatment was successful, the outcome was sometimes recorded in a document that marked the end of the therapeutic transaction.  Here is an example of an agreement that came to a successful conclusion. On May 16, 1414, in Bologna, "Master Pietro Bondedei, son of the late Gerolamo,

received ten Bolognese lire from Ranuzzo Fantini, citizen of Bologna, as partial payment for curing an aposteme [abscess] in Ranuzzo's left hip."  On June 12 according to another document, "the aforementioned Ranuzzo was requested to pay Master Pietro, surgeon, the balance of five Bolognese lire . . . . At the end of treatment, two small openings remained, to allow for the draining of the corrupt matter and a full recovery."  Despite the two openings, the cure was considered complete.  In fact, such openings were viewed as necessary to allow the discharge of the diseased matter.  This notion of healing as based upon the expulsion of corrupted humors from the body was fundamental for centuries, not only in popular culture but also among physicians



32 Contracting a Cure

 

We shall see later the crucial importance of this notion in patients' perception of the healing process.


The promise of a cure was accompanied by a clause, sometimes explicitly stated in the agreements, that in case of relapse patients would be treated again without charge until fully recovered.  We find this clause, for instance, in a 1477 contract, signed in Avignon in the presence of a notary:

Master Petrus de Narbona, citizen and resident of Avignon, has promised and agreed with the honest woman Guillemine Juliane, wife of the king's servant Pasquerio Auvray, a resident of Avignon, here present, to treat her, and return her to health within the next six months, from a fistula, also called fistula lacrimosa, that she has on her face under the left eye.  This for the sum of three scuta, that the same Guillemine has promised and agreed to pay to Master Petrus for the aforementioned treatment and for the labor undertaken .... [The parties] agreed that Master Petrus de Narbona will be held responsible for restoring her completely to health and for curing said Guillemine within the said six months.  In case she will not be cured, that is, restored to health, Master Petrus de Narbona will receive nothing for his work. It is also agreed that should the fistula return to afect said Guillemine, Master Pietro will be required to cure her, that is, restore her to health at his own expense, and she will not be held to pay him anything.

The issue of payment to the medical practitioner in case of relapse is also mentioned in the civil law literature, where it is presented as an object of controversy among jurists. In his Quaestiones Sabbatinae, the late-thirteenth century jurist Pilius ponders the following question: 

Should the physician, having received the agreed-upon payment to treat a gout that healed, be held to cure it anew in case of a relapse?

    A patient affected by gout hired a physician to cure him of thus illness in exchange for a sum of money; he healed, but after a period of time had a relapse.  Now he plans to sue the physician, asking to be treated again at no extra charge.  Does he have the legal right to do this?

The jurist's response is that "in this case, one must determine whether the relapse was caused by the same humors or by different ones.  If it was caused by the same humors, the physician is held responsible for curing the illness anew without charge; if the opposite is true, the physician is not responsible . . . ; and if by chance the relapse is the patient's fault because he did



Promising a Cure 33

not abstain from banquets, the physician is not responsible to treat him again; but [the physician] is responsible, however, if the patient has no fault"  In case of relapse, the physician had the obligation to treat a patient without charge because he had already been paid, not for a temporary treatment but for full recovery.  This opinion of the medieval jurists would be repeated over and over again in the following centuries, up to the 1600s, by the learned interpreters of the civil and the canon law.  We can thus say that the notion according to which the physician's fee was conditional on the patient's full recovery was not only widespread in popular culture but was also accepted by the jurists, who endorsed it as legitimate and equitable.

To protect the healer in case the relapse was caused by the patient's negligence, the cure agreements often mentioned the rules to be followed by the sick person, as we saw in the contract between Rogerio de Bruch and Bosso the wool carder.  Such were also the terms between the shoemaker Buctico and the barber Giovanni do Menania, in 1398.  The patient was requested "to stay on a diet and obey the orders given by Master Giovanni; if he does not obey and keep to the prescribed regimen, said Master Giovanni will not be responsible to continue with the cure, and said Buctico will be anyhow obliged to pay the balance of three ducats, whether recovered or not."  Healers, be they physicians, surgeons, or simply barbers, did not simply prescribe a treatment, they also gave their patients a general "rule of life."  In 1291, Gerardo, a Venetian surgeon, related how he had started to treat a wounded peasant.  When visiting him, "he found the man in an uncovered gondola, naked from the waist up, and it was windy weather.  He told the injured man:  'Brother, you are making a mistake, because if you don't feel sick now, you will soon; you could catch a bad illness and die from it.'  Then he renewed the bandage on the wound, and told the patient to stay indoors, in a warm place, and to protect himself from the wind and the cold weather, or he would catch his death."

II.

Historians have considered the "contracts for a cure" which I have described so far as medical oddities of little or no significance.  I believe instead that they reveal an important and hitherto ignored fact in the history of the patient-healer relationship.  For many centuries in European history, there was no shared consensus around a basic principle of the modern practice of medicine -- the principle, that is, that medical service should be remunerated



34 Contracting a Cure

regardless of its outcome, as a service performed by a professional.  Well into the early modern age, even academically trained physicians accepted to some extent the principle that remuneration for medical labor should be at least partly tied to the successful completion of treatment.

Gian Filippo Ingrassia, a renowned physician appointed as protomedico of Sicily in 1563, declared that he had to attend to "disputes, brawls, and a great deal of confusion on the issue of physicians' fees."  Like his Bolognese colleagues, the Sicilian protomedico was also in charge of settling disputes between healers and patients.  Ingrassia decided to establish standard fees throughout the kingdom, with the following guidelines:  First of all, one ought to distinguish among the different kinds of practitioners, establishing whether the healer was "a physician, with a doctorate in arts and medicine" (medicus artium et medicinae doctor), "a semi-physician, with a doctorate only in medicine or surgery" (semidoctor, hoc est medicinae tantum, aut chirugiae doctor), or a mere practitioner licensed by the Protomedicato (licentiatus).  It was also necessary to consider the time of the visit (day or night), the social condition of the patient, the distance to the patient's house, the gravity of the illness, and the duration and outcome of the cure.  According to Ingrassia, a physician should not receive a fee proportional to the length of the treatment, in fact, the faster the recovery, the more the physician should be paid.  Otherwise, patients would end up rewarding an ignorant physician who took longer to achieve results, and penalizing a good physician who promptly prescribed the right treatment.  The physician's fee, furthermore, should be based on the success or failure of therapy.  In establishing fees for surgical procedures, Ingrassia took into account the success or failure of the procedure.  "For every drilling into the skull, if the patient recovers, the surgeon shall receive a Sicilian oncia in addition to his fee for each day of treatment ....  If the patient dies, the surgeon shall not receive any amount beyond his daily fee."  For treating an injury to the chest or the lower abdomen, the surgeon can expect an oncia but only if the wounded person recovers (siquidem sanetur aegrotans).  Ingrassia's guidelines clearly implied that practitioners should be paid for every visit, regardless of the outcome, but that a successful treatment should be additionally remunerated.  Thus, he approved of the custom according to which the physician was entitled to a bonus on the last day of treatment, when the patient was pronounced cured.  "Undoubtedly" noted the protomedico, "the physician deserves some remuneration, or rather a gift (strena), for the good news he gives to his patient on that occasion."

Pondering in puzzlement upon these guidelines, the early-twentieth century historian, folklorist, and physician Giuseppe Pitre noted "the odd notion of not paying the healer in case of unsuccessful treatment," which he


Promising a Cure 35

straightforwardly called "a legalized injustice."  Here Pitre spoke as a modern doctor rather than as a historian of popular culture.  To a modern doctor, the principle that payment be bound to the patient's recovery can only seem unfair and, indeed, preposterous.  The cure agreement seems a puzzling paradox to modern minds.  What is most disconcerting is the fact that payment for a professional service should be contingent upon such a risky, uncertain criterion as recovery.  How can this fact be explained?

First of all, we should remember that, in the late medieval period, medical service was only partly commercialized and was still anchored to considerations of moral order.  There was an ethical and religious reluctance to view the healer-patient relationship as a transaction to be solely mediated by the cash nexus.  This is clearly indicated by the treatises on medical ethics that, as late as the early 1600s, discussed and refuted the idea that the physician, when accepting a fee, was selling something spiritual and thus committing the sin of simony.  Saint Antonino, a fifteenth-century bishop of Florence, had already tried to keep the shadow of simony from darkening the reputation of Christian physicians:  "For the fact that the physician asks for and receives a salary, one should not say that he sells his science or health, which are spiritual things; but one should say that he rents his service and asks to be paid for the work he has performed, as a physician now and formerly as a student."

Antonino added, somewhat contradictorily:  "However, it is true that the holy physicians Cosmas and Damian took no fee when they cured the sick, but they did so because they did not want to seem to be selling the gift of health."  In the early seventeenth century Paolo Zacchia, the first physician to the pope and the author of the very influential Quaestiones medico-legales, again discussed the issue:  "One cannot sell spiritual things without committing the sin of simony: but medicine, that is, the gift of healing, is a spiritual thing; it seems, therefore, that one cannot be paid for it without sining."  But Zacchia argued against this vein; stating that the opposite opinion -- namely, that physicians may legitimately receive payment from their patients-- is "the most common opinion, and the true one."

On this issue, however, the views of the common people were probably less unanimous and clear than those of the learned doctors-physicians, theologians, and jurists whose works Zacchia summarized.  An apothecary from Bologna called II Pastarino, in a religious treatise published in 1577, again intimated that physicians who took fees were guilty of simony:  "Medicine is a divine thing, thus created by God's benign and powerful hand.  Therefore every day we see physicians who do not charge a fee for their services, contrarily to the practice of other tradesmen (although to heal is a




36 Contracting a Cure

trade).  By contrast, they accept the gift they are given without asking for anything else, almost as if they did not dare to do otherwise, for fear of being justly called simoniac or sacrilegious, as sellers of the holy gift of Medicine."

Pastarino's statement was ironical, of course:  physicians' practice was a far cry from this description.  Nevertheless, the common people staunchly believed that a healer's advice (that is, his knowledge) should be freely given.  In the hiring contracts of town doctors, especially in the earliest examples of such documents, it was often stated that the physician could request payment from citizens for specific treatments but not for his advice, which was to be offered without charge.  We can hear an echo of this notion in charlatans' custom of pretending to charge patients only for medicines or their ingredients, offering advice for free -- probably a way of catering to a public that frowned upon a healer who tried to make money from his or her knowledge and expertise.

Thus, at the beginning of the early modern age, medical services were still separated from the cash nexus, at least in part.  They were associated instead with a noncommercial form of exchange -- the exchange of charity, or mutual aid.  The ideal of the physician who cured without charge -- like the saints Cosmas and Damian was strongly rooted in popular culture.  Public physicians were held responsible for treating without charge those too poor to pay for medical care.  This moral obligation was not left to the doctor's conscience but was established in the hiring contracts between municipalities and town doctors.  In 1596, for example, the contract between Giovan Baptista Fabi, a physician from Bologna, and the community of San Felice stated "that the physician shall be responsible for medicating the poor without charge, for the love of God."

This charitable practice was sometimes used by folk healers as a way of making their way into a community.  In 1657, when a barber opened his new shop in Budrio, a village in the territory of Bologna, he immediately posted a sign announcing, "All kinds of illnesses are treated here, and the poor for the love of God."  He then began his practice by treating a few patients without charge.  In seventeenth-century Bologna, we still find popular healers whose practice remained within the realm of the mutual exchange of charity.  This was the case, for instance, with Andrea and Lorenzo of Norcia, a father and son practicing in Bologna in 1666 as norcini, or, as they called themselves, "healers of those who are broken in their bodies, men and women."  The two healers honored their cure agreement with an innkeeper.  Later, when they were prosecuted for unlicensed practice, the innkeeper testified in their favor:  "They did not ask me any payment for their service, and I have


Promising a Cure 37

not given them anything.  They said they would do it out of charity, and that I would eventually do the same for them."  Some measure of deference toward this ideal of charitable practice was shown even by the medical authorities.  When prosecuting someone for unlicensed practice, the Bolognese protomedici always ascertained whether the healer had requested payment for his or her services.  If the healer had acted "out of charity" without requesting payment, this was considered to be an extenuating circumstance.  In some places, unlicensed healers who rendered their services for free could not be prosecuted by the authorities.

All of these elements show that in popular culture, medical practice still hovered on the threshold between commercial trade and charitable works.  This incomplete commercialization is reflected in the terms of payment established in the cure agreements.  In such contracts, as we have seen, what is exchanged for money is not the healer's service or labor, but rather the outcome of the treatment -- the restoration of health.

III.

What was the legal foundation of the cure contracts?  On what notion of equity did they rest?  Among the laws of late antiquity and the early Middle Ages, a direct mention of the custom of stipulating "contracts for a cure" can be found in barbaric legislation.  The Leges Visigothorum (laws of the Visigoths) contain norms that regulate the contractual commitments between healers and patients.  Let us examine these norms, which are given under the rubric "On Physicians and Patients":

Law III, Ancient:
  When a physician is asked under contract [ad placitum] to treat an illness.

    Should anyone request a physician to treat a disease or a wound under contract, after the physician has seen the wound or diagnosed the illness, he may begin treating the patient under the agreed-upon terms and after payment of a security.

Law IV, Ancient:  When a patient who has been treated under contract dies.

    Should a physician undertake treating a patient under contract and after payment of a security, he shall restore the patient to health. Should the patient



38 Contracting a Cure

die, the physician shall not request the fee specified in the contract. Thereafter, neither party shall bring suit against the other.

The patient-healer relationship prescribed in these laws seems very similar to the practice shown in the cure agreements.  First of all, the relationship is defined as contractual.  After the physician has visited the patient and diagnosed the illness, he may choose to treat him or her under a written agreement in which his own obligation is clearly defined: to restore the sick person to health.  If the patient dies, the healer cannot request the contracted fee.  The fact that payment is conditional on the success of treatment is also stated in another Visigothic law:

Law V, Ancient:  When a physician removes a cataract from the eyes.
    Should a physician remove a cataract from somebody's eye and restore the patient to health, he shall receive five coins for his services.

The presence of these norms in the Visigothic laws indicates that the stipulation of cure contracts was an old custom, probably dating from a period much earlier than the late Middle Ages -- as early, at least, as the time when these laws were issued, between the fifth and the sixth century.  Promulgated toward the end of the Visigothic reign, these laws continued to be enforced in the Iberian peninsula, both in the Christian territories and in those subject to Arab domination, remaining effective even after the Frankish conquest.  Their vernacular version -- the so-called Fuero Juzgo (Forum Iudicum), which also included the norms "on doctors and patients" -- laid the foundation for the Spanish legislation of the thirteenth and fourteenth centuries.

Was the agreement for a cure, then, a barbaric custom, alien to Roman legal traditions?  The historians who have studied the Visigothic laws "on doctors and patients" are inclined to think so, but they do not offer real evidence to support their view.  Can one say that the healer-patient relationship codified in Roman law differed significantly from the model we find in the laws of the Visigoths?

Since the Visigothic laws "on doctors and patients" date back to the second half of the fifth century, the contemporary Roman law code with which we can compare them is the Theodosian Code (A.D. 438).  Although Visigothic law borrowed heavily from Roman law, it did not include the



Promising a Cure 39

sections of the Theodosian Code entitled "On Professors and Physicians" (bit. 13, title 3).  Instead, we find laws on physicians and patients.  Let us compare the two sets of norms.  The Roman code contains only one direct reference to the relationship between physician and patient, in a law issued in A.D. 368:

A town physician [archiater] should be hired for each of the city quarters (except for the area of portus Syxti and that of the Vestal Virgins).  The town physicians should be aware that their salaries (annonaria commoda) come from the public, and in consequence they should honestly treat the poor rather than shamelessly serve the rich.  They will be allowed to accept what their patients offer them once they have been cured, but not what those who are dangerously sick promise in exchange for health.

The law does not concern medical practitioners in general, but only the public physicians, hired by the city neighborhoods.  As public servants, these physicians were warned to provide honest care to the poor, instead of serving only the rich.  They could take gifts offered by their patients out of gratitude and respect, but they were not allowed to accept promises by the seriously ill.  Remuneration for their services was left to the discretion of the patients.

This section of the law on public physicians (archiatri) was passed on to the Code of Justinian (A.D. 529).  As part of the Corpus juris civilis, it was discussed in innumerable commentaries by European jurists in later centuries.  I should say at this point that it was precisely this law that would be used later, by early modern jurists, to undermine the legal validity of the contract for a cure.  This law's injunction that public physicians not request promises from the sick was seen by early modern jurists as a fundamental argument against the legitimacy of any contracts between doctors and patients.  Should their interpretation be correct, one could
say that Roman and the Visigothic laws entailed widely differing views of the patient-healer relationship -- the cure agreement being lawful according to the Visigothic code and unlawful under Roman law.

In fact, the interpretation of the early modern jurists is highly questionable.  First, the law pertaining to the town physicians did not concern all doctors but only those hired by the public.  Its goal was to keep physicians already paid by the community from taking advantage of the sick by requesting additional fees.  The law seems to acknowledge that physicians were usually promised payment by the



40 Contracting a Cure

sick during treatment.  The law did not ban this practice in general, but forbade it only in the case of the town physicians, already supported by public money.

The law on town physicians was one of only two places in which Roman legislation dealt with the doctor-patient relationship.  The other was a section of the Digest under the rubric "De variis et extraordinariis cognitionibus."  This section gave guidelines to physicians -- but also to teachers of the liberal arts, rhetoricians, grammarians, geometricians, midwives, and wetnurses -- on how to file with the governor of the province a claim for their salary against delinquent clients.  This text also gave a definition of physician which is very interesting for the purpose of our discussion:

"Physicians are considered also those who promise health for a given part of the body or against some kind of pain, such as for instance an ear specialist, a healer of fistulas, or a dentist -- provided they do not employ magic or exorcism (a term commonly applied to impostors).  In fact, these practices do not belong to medicine, although some people may claim they have benefited from these expedients."

Here the promise of health defines the physician's role.  This certainly calls to mind the practice we have encountered in the cure agreements.  While this Roman law does not make any statement on the lawfulness of contractual agreements between patient and healer, it suggests that such agreements were common in practice.  Another indication of the diffusion of this custom comes from ancient texts on medical deontology, for instance, the pseudo-Hippocratic Parangeliai, which disapprove of the healer who tries to make a deal with the patient before undertaking treatments.


For all these reasons, I am inclined to disagree with those who argue that the contract for a cure was a barbaric practice, extraneous to Roman customs.  In my opinion, Roman law and barbaric law (as expressed in Visigothic law) shared a basic element:  the assumption, explicit in Visigothic law but also present in Roman legislation, of the purely contractual nature of the relationship between healer and patient.  This relationship was left entirely to a private agreement.  There was no public licensing system, no state regulation of medical practice, no distinction between legal and illegal practitioners.  Neither Roman nor Visigothic law specified that only those licensed to practice were physicians.  Visigothic law was silent on this issue, while Roman law simply discriminated against those who used magic for healing purposes.  This discrimination had important consequences, for it forbade these practitioners to take delinquent clients to court and thus stripped them of their right to a fee.  With the exception of this clause, Roman law opened the practice of medicine to everyone.  In Rome, a physician was whoever



Promising a Cure 41

practiced the art of healing -- whether a man or a woman, a freeborn citizen or a slave.  A person was a physician not by virtue of an official license issued by the authorities but owing to a demand for his services fueled by the reports of satisfied clients.  The concept of a licensed professional, as we know it, did not exist in Roman antiquity (although the exclusion of those who performed magical healing can be seen as a first step toward a licensing system).  Anyone could proclaim himself or herself a physician, if the community agreed.  This can be seen, for instance, in a legal case brought to the governor of Egypt in A.D. 142-43, as recorded in a papyrus from Oxyrhynchos.  A local physician, Psanis, protested that he was being illegally asked to render public service, which physicians were exempted from.  He stated that he had been asked to serve by some of his former patients, who should have known his status as a doctor.  The governor remarked ironically that Psanis's ineffective treatments may have caused his fellow citizens to doubt his credentials; but he also suggested that Psanis again proclaim himself a practicing physician, in order to recover his exemption from public service.

That Roman law did not include the concept of licensed professionals is proven also by another norm of the Digest, which established that town doctors should be appointed not by the governors of provinces, but only by municipal councils, "so that the same people who entrust their bodies and those of their children to these physicians during an illness, can choose them and be assured of their expertise and moral probity."  In short, a physician in Rome was anyone who credibly declared himself or herself as such.  A town physician could be anyone chosen by the notables of the community that employed him; he did not have to be someone licensed by the authorities after passing an examination.  In this respect, barbaric legislation and Roman law were substantially similar, since neither had a licensing system for medical practitioners.

Classical histories of medicine have stigmatized the Visigothic law on physicians and patients as a typical examtplc of the "barbaric" decline of medical practice after the fall of the Roman Empire.  In my opinion, this perspective is misleading.  Roman law and the Visigothic law on physicians and patients do not appear to be radically different from each other.  As for the regulation of medical practice through licensing, Roman law, as we have seen, was just as "barbaric" as that of the Visigoths -- it ignored the very idea of professional license.  In the late medieval period, jurists had to strive hard to reconcile the lack of regulation of medical practice in Roman law with the practice of their times, which was based on licenses issued by the medical colleges, by the state, or by church authorities.
In reality, only by putting aside the modern notion of professional,


42 Contracting a Cure

licensed medical practice can we understand the meaning of the contracts for a cure.  In the absence of licensing, it makes sense to pay for treatment only in case of success.  It allows the community to distinguish effectively between good and bad healers.  Significantly, the custom of paying a healer according to results can still be found today in non-European cultures that do not have an official licensing system, or where a modern medical establishment exists side by side with a strong remnant of folk medicine.  Furthermore, the agreement for a cure responded to an ideal of equality and fairness between healers and patients.  Only to modern eyes could such a contract appear as "a legalized injustice" -- because we take for granted that the conditions of the therapeutic transaction should be dictated mainly by the therapist and not by the patient.  In the cure agreements, however, the terms were decided jointly by the two parties.  These agreements represented a compromise between the interests of the healer and those of the patient.  Their aim was to redress the imbalance in the patient-healer relationship which resulted from the healer's superior knowledge and expertise.  Paying on the basis of results gave the patient some leverage in the transaction.  In this manner, the agreement served as an instrument to minimize the patient's disadvantage (due to lack of medical knowledge) and to restore some measure of equality between the transacting parties.

IV.

In addition to linking payment to results, the cure agreement also favored the patient by fixing a deadline for his or her recovery.  The healer was bound to restore the patient to his former health within a fixed period of time.  If treatment was not successful within this period, the patient was released from the obligation to pay.  A time constraint was thus imposed on the healer, while at the same time the sick person got a common-sense yardstick by which to evaluate the efficacy of treatment.  The deadline for recovery was constantly emphasized in cure agreements, as in, for instance, the one drawn up by the healer Antonio Mondini and Pietro Pecoroni, on October 3, 1698, in Bologna:  "Having seen the disease affecting Pietro Giuseppe Pecoroni's left side, especially on his face, I hereby declare that it is my duty to cure him of the aforementioned disease by this coming Christmas without requesting payment now.  Once said disease or sickness is cured, said Pecoroni will be responsible for giving me a gift of one hundred lire."

After undersigning this document, the healer added, near his signature,



Promising a Cure 43


"I agree to the aforementioned terms, but not to the time, as twenty more days will be needed."  In May of the following year, long after the terms of the agreement had expired, Pietro Pecoroni denounced Mondini to the Protomedicato.  His charge allows us to see once more what was probably the typical pattern of the negotiation between healer and patient:

Your Honor, I want you to know that I was troubled by scrofula; and while speaking about my disease with Don Giobatta Sgargi, last October, I was told of an Antonio Mondini of Santa Maria Maggiore, who had cured one of his servants of a sore on the leg that no one had ever been able to cure; and he told me that the man [Mondini] had many medical secrets.  Right away I went to see Mondini and showed him my illness; and after he saw it, he assured the that he would cure me, and I would not have to pay him before the end of treatment except to reimburse him for the price of ointments; and that he wanted ten doppie.  I told him that was too much, but I would discuss the issue with Don Giobatta Sgargi; and we did so, and having agreed on one hundred lire, we put everything in writing.

The patient was now asking that part of the money he had already paid to Mondini be returned to him.  For these payments he had a receipt, signed by Mondini, in which the healer promised to return the deposit if the treatment did not work, or to treat him without charge in the case of relapse ("if the scrofula returns to his face before next August, I will be responsible for treating him at my own expense").

>From the point of view of the Protomedicato, Mondini was only a marginal healer, and illegal at that, since he did not have a license to practice.  By trade he was a seller of used furniture.  As a healer, however, he acknowledged the responsibility to cure his patient without charge in the event of a relapse -- a duty sanctioned in the medieval juridical literature, as we know.  By 1698 only a nonprofessional healer such as Mondini would have offered a patient such a guarantee, applying a norm that professional practitioners such as physicians and surgeons had abandoned a long time back.  Nevertheless, traces of the ancient principle binding the payment of the healer to the patient's complete recovery -- rather than to the work performed and the duration of the treatment -- still existed at the end of the seventeenth century, albeit only among nonprofessional healers.  The healer's commitment to treat the patient without charge in case of relapse clearly contrasts with another prerequisite of professional medical practice, that is, the idea that a medical practitioner should be paid for his time, because time is money.




44 Contracting a Cure

Like the commercialization of medical practices, the idea of measuring the value of treatment by the amount of time spent by the practitioner also encountered resistance.  We have already seen the opinion of Protomedico Ingrassia in 1563 on this issue: the value of a physician's services, he had argued, cannot be measured by the duration of treatment, because that would paradoxically and unjustly reward inept physicians who drag out their curative measures, while penalizing those capable of curing their patients in a short time.  The fear that a dishonest physician could prolong treatment for mercenary reasons was widespread, and it sometimes surfaced in clauses added to cure agreements in order to prevent this abuse.  In a contract between the community of Volterra and Master Filippo, son of Taddeo from San Miniato, a doctor of medicine hired in 1369 as the town physician, the parties agreed that the physician would be paid by his patients in this manner:  ten soldi per day if the illness lasted not more than fifteen days; six soldi per day if the illness ended within thirty days; and a flat fee of four gold florins if the infirmity lasted more than thirty days.  The longer the treatment, the lower the payment to the physician, who would have to accept a lump sum in cases requiring unusually lengthy therapies.  Under these conditions, the doctor had no incentive to drag out the treatment.

A sign of the widespread unwillingness to pay physicians at each visit was the belief, sanctioned by medieval jurists, that doctors should be paid not during treatment but, rather, at the completion of treatment.  The issue of when to pay the physician, whether at the beginning of, during, or at the end of the cure was discussed by civil law experts from the Middle Ages to the seventeenth century.  The medieval glossators had stated that payment was due only when the cure was completed.  Early modern jurisprudence held different views on this issue.  Here is how the jurist Speckham summarized the question in 1611:

When should a patient pay the salary of the physician: at the beginning, during, or at the end of treatment?  On this issue the interpreters of law are not in agreement.  Yet it seems to be common opinion that the physician who is not a public employee cannot ask for a salary or any other compensation before the patient is cured, i.e., once treatment has been completed and not at the beginning or in the middle ....  Although this is the common opinion, it is derided by Zasius . . . who says that, if this were true, physicians could not go about splendidly dressed in purple clothes, as they do; and the same author adds that whether their patients die or are cured, physicians come out winners.



Promising a Cure 45

Reporting this ironic comment, the jurist seems to suggest that the medieval doctrine, although still hailed as "the common opinion," had become anachronistic on this point.  While the jurists disagreed, physicians and the sick, in contrast, had always held very clear opinions on this matter.  As Francesco Ripa stated in his medical juridical treatise On Plagues:  "Physicians say that they must receive payment at the beginning of treatment . . . while the sick say they want to pay at the end: "  The juridical tradition on this issue (just as on the occurrence of a relapse, as we have seen) tended to favor the sick.  Gradually, however, a new opinion came to prevail, favoring the physicians and eroding the traditional principles of equity between patient and healer.  In the centuries from the Middle Ages to the early modern age, medical practitioners made great progress in what the surgeon Henry de Mondeville once described as "the art and science of making people pay."  In the Middle Ages, physicians reacted to the constraints imposed by custom (and by the law) by requesting from the patients a lien, or pledge, as a warranty for future payment.  Hence the aphorism "While the patient is in pain, the doctor should firmly ask for a lien."  The problems encountered by physicians in collecting their fees after a cure are clearly the motivation behind a rule established in an early fifteenth-century version of the statutes of the Medical College of Bologna:  "In order to avoid the ingratitude of the populace, who would rather forget the services rendered by physicians, we request that, should a doctor in our college treat somebody without being properly paid, and should this person or anybody from his family later become ill, no member of the college shall visit him or give him advice . . . until he pays his debt in full toward the first doctor."

Thus, doctors needed to band together in order to make their patients pay.  In the early modern period, the statutes of several medical colleges stated that a physician should be paid according to the number of visits he made, and independently of results.  Fees could vary according to whether the visit was is the city or in the countryside, but not according to whether or not the patient recovered. As we shall see in more detail when examining the cases from Bologna, this form of payment prevailed in the seventeenth century, altering the balance of power between patients and healers.  As medical practice became more and more professionalized, people came to accept the notion that doctors should be paid depending on the number and length of visits, regardless of results.  In the cure agreements we examined above, time favored the patients, setting a deadline for the healer's performance.  When medical practice is professionalized, the passing of time benefits the physician:  the longer the treatment, the higher the fee.



46 Contracting a Cure

V.

The cure agreements made sense within a culture that considered medicine as the art of healing rather than a professional practice.  In fact, these agreements denied two basic tenets of medical professionalism:  first, that medical practitioners deserve to be paid because they are licensed members of the profession, and second, that payment does not depend on the patient's satisfaction.  As medical ethics became increasingly shaped by the principles of professionalism, negotiating with patients was rejected by physicians as demeaning and unprofessional.

Traditional medical ethics had urged healers not to exploit patients' fears by charging exorbitant fees. "When the fate of a patient is uncertain, it is criminal to charge a high fee for treatment," the physician Alessandro Benedetti wrote in the fifteenth century.  This view was restated two hundred years later by another doctor, Ludovico Settala:  "It is cruel to bargain for fees during a serious illness.  It is not only always unworthy of this noble art [of medicine], but also cruel:  while the patient considers the fee, the right moment to treat him might be lost.  Thus valuable moments may be wasted, and once gone, the patient will worsen or die."

Settala's statement indicates a new notion:  discussing fees during treatment was unacceptable not only because it was unethical but also because it was undecorous, unworthy of the noble art of medicine.  According to Paolo Zacchia, a fee negotiated by a physician lost its dignified status as an honorarium and became instead like the vulgar wages of a servant.  "Bargaining for money should be left to the vile mechanics," that is, to lesser practitioners such as surgeons, because "their work is, in fact, servile."  The new belief that negotiating with patients was incompatible with the dignity of the medical profession was supported by the idea that such negotiation was at odds with the Hippocratic Oath.  While the medieval statutes of the medical colleges had not mentioned this aspect of the doctor-patient relationship, sixteenth-century statutes often prohibited doctors from negotiating with their patients and making agreements with them.

We shall see how the custom of making agreements for a cure progressively declined and disappeared in the early modern period.  In the Middle Ages, such contracts, drawn up in the presence of a notary, were recognized as "public documents" and undersigned even by renowned physicians such as Bartolomeo da Varignana, Guglielmo da Saliceto, and Taddeo Alderotti.  By 1600, in contrast, an agreement like the one cited above between Antonio Mondini and Pietro Pecoroni was acceptable only to marginal, unlicensed


Promising a Cure 47


healers, certainly not to professionals.  The court cases filed by patients in seventeenth-century Bologna indicate that, by that time, only lesser practitioners, such as barber-surgeons or unlicensed healers, accepted the terms of the cure contracts.  Regular physicians never did.

Yet the contractual nature of the healer-patient relationship was so entrenched in traditional medical practice that even doctors came to terms by contract -- with a community if not with an individual patient.  In fact, there is widespread evidence that a large number of physicians worked on retainer, for a yearly salary, with groups such as families, convents, parishes, hospitals, and confraternities.  The agreements they signed in this case were similar to the so-called patti di condotta, the hiring terms set down by contract when a municipality secured the services of a town doctor.  Significantly, the statutes of some medical colleges in the early modern period prohibited their members from making cure agreements with individuals but allowed them to contract for a retainer's remuneration with the representatives of communities or groups, such as heads of families and public officers.  The medieval system of town doctors, which was probably already widespread in ancient Italy, can be better understood in this context.  Originally, the contract between a town doctor and a community may have developed out of the practice of single individuals or groups keeping a doctor on retainer.  Here is a record of a doctor being hired as a personal physician -- what we may call a medieval example of private medical insurance in a document from Siena, dating from 1233:


I, the priest Dietaviva, rector of the church of San Paolo, solemnly and legitimately promise you, Sir Bonifacio, physician, son of the late physician Niccolo, that at the end of every January each year I shall give you forty Sienese coins, as long as I live, in exchange for your medical advice and care (pro via et consilio mea personae) . . . ; and I take this responsibility upon myself and my heirs plea by my property and the property of the church; as equity, to you and your heirs . . . ; and I promise that neither I nor my heirs will file any claim against you if you are away from Siena or become ill.

A patto di condotta established similar terms on a public level.  The whole community committed itself to retain a doctor on a yearly salary in exchange for his being permanently on call.  Having a doctor regularly employed by the public gave both practitioners and patients advantages that were not offered by individual cure agreements.  From the doctor's viewpoint, a reliable salary received under a retainer arrangement provided an attractive financial



48 Contracting a Cure

cushion against the uncertainty of the payment to be earned from the cure agreements.  Payment on retainer, of course, was not conditional upon results.  In fact, by practicing only privately, without having stable arrangements with communities, physicians simply could not make a living.  From the patients' viewpoint, having a town doctor offered the advantage of price control, since the hiring contract (patto di condotta) established the maximum amount the doctor could ask for a single cure.  Significantly, the earliest medieval examples of such contracts testify to such a price-fixing clause.  Consider, for example, the hiring agreement drawn in 124 between Ugo da Lucca, medicus, and the municipality of Bologna.  For himself and his heirs -- that is, his legitimate male descendants who might also become physicians in the service of the city -- Ugo requested an income of six hundred Bolognese lire "in feudum."  In exchange, he promised to serve the city by living there for six consecutive months, each year, and "to treat and cure all citizens of Bologna . . . and their families who live in the city, and all the inhabitants of the countryside who may be wounded or suffering from hernia."  He also promised "not to negotiate cure agreements with any citizen, except with the people from the countryside, from whom he will be allowed to ask for payment for a cure only to the following amount:  nothing from the poor; no more than a cart of wood from those who are serfs; and from the rich only up to a maximum of twenty soldi or a cart of hay"

With this contract, the community of Bologna limited the fee that the physician could request from patients living outside the city, and ensured that he did not charge city residents for curing them.  In other words, the contract allowed the city to regulate the price of medical service in a way that private agreements between healers and single patients could not.

The same terms can be seen, several centuries later, in a contract of 1527 between the community of Pieve di San Stefano (in the territory of Arezzo) and Master Bernardino di Francesco Rinaldi da Pisa, the town doctor. For six ducats a month, the doctor wvas requested to "treat all people affected by plague in the area, with ointments and remedies to be purchased by the community or by the patients."  As for Master Bernardino, "he promised to treat all residents of said community without charging other fees and without advancing any other requests; although he can accept the gifts that his patients, out of courtesy or kindness, wish to present him."  This agreement, however, "does not include what was promised to him for the cure of Madonna Crisostoma, wife of the late Fazino.''  By signing this contract as town doctor, Master Bernardino renounced any cure agreements with individual patients.  Presumably, since his agreement with Madonna Crisostoma


Promising a Cure 49

predated the hiring contract, he was allowed to collect the agreed-upon fee for this case only.  He was also given permission to accept any gifts offered by his patients.  Such gifts could add significantly to the income of a town doctor.  A seventeenth-century physician, Giuseppe Giuli, carefully noted in his journal all the gifts received from grateful patients.

It is important to emphasize that, like the agreements for a cure, the contracts to hire town doctors imposed on the healer some conditions that were clearly in favor of the patients.  One of the most common was the residency requirement, which prohibited the physician from leaving town without permission from the authorities and, at times, even from the patients undergoing treatment.  This requirement indicates once more the importance given to the final results of treatment -- results that could not be ascertained if treatment were interrupted.  It was an ethical principle, acknowledged by all categories of healers, including physicians, that patients should not be "abandoned" before the end of the cure.  In the legal cases discussed before the Bolognese Protomedicato, some patients refused to pay for treatment on the grounds that their physicians or surgeons had "abandoned" them."

Although physicians gradually rejected the terms of the cure agreements, finding them demeaning and unprofessional, they were often bound nevertheless to the ethical and legal obligations. stipulated in the contracts for town doctors -- obligations that also tried to redress some inequalities of the doctor-patient relationship.  However, the contradiction with the principles of medical professionalism was much more marked in cure agreements than in contracts for town doctors.  In addition to the principle of payment by result, another unprofessional feature of the agreements was the commonsense definition of recovery on which they were based.  How was recovery defined, and who could determine if it had indeed been attained?  When the parties disagreed, they turned for arbitration to a judge of the guild.  Typically, this happened only as a last resort.  On a daily basis, the rule adopted in the cure agreements was that the patients were the ones to decide if they were healed.  Such a rule clearly contradicted professional principles, according to which not lay opinion but only medical experts can pass final judgments on the results of medical care.  But the reality is that healers are always judged from below as well as from above:  by the patients, who base their judgment on the effectiveness of care; and by the medical authorities, who use professional standards, including adherence to medical orthodoxy.  The first professional duty of a doctor, then as now, is to follow the established, or canonical procedure; in other words: "traiter methodiquement, et dans toutes les regularites de l'art" ("to treat according to standard and by the rules of the



50 Contracting a Cure

art"), as a physician says in Moliere's Monsieur de Pourceaugnac, "and never ever, for all the gold in the world, cure anybody with remedies not approved by the medical school."

In contrast, by emphasizing results, the cure agreement allowed patients the upper hand in evaluating the effectiveness of treatment.  We should remember that, at the time, even learned medicine was largely based on symptoms, on the patient's own subjective perception of illness.  It is not so strange, therefore, for the healing process to be mostly understood in terms of common experience rather than in terms of specialized medical knowledge.

More evidence of the diffusion of such a nonprofessional definition of recovery comes from the documents called fedi di guarigione testimonials in which sick persons declared themselves to be cured of specific illnesses.  These are fascinating documents that can be used to reconstruct the perception of illness by common people.  Their function was to legitimize practitioners by publicly recognizing their healing skills.  The testimonials were given to common healers as well as to holy ones, as proven by the votive offerings in the sanctuary of Saint Marcoul in Corbeny, mentioned by Marc Bloch in The Royal Touch.

These testimonials were often presented by folk healers when petitioning the protomedici for a permit to practice.  In 1613, when applying for a license to sell a balsam of his own making, Josepho Scarpetta attached this document to his request:  "I, Tomaso, tenant farmer of the Dalnessi, hereby declare that for the past year, having an intolerable pain in one knee, I applied Ser Joseffo Scharpetta's balsam and, through the grace of God, I recovered; in this year I used the same balsam to medicate a friend of mine who was on his death bed for a pain in his body and stomach; and with my own hand I applied it and, through the grace of God, he healed . . . and in witness thereof I have made my mark below."'
In 1689 a healer, Francesco Nannini, was granted a license by the Bolognese Protomedicato on the basis of several testimonials from patients who had been cured by him "with the help of God . . . of an incurable illness called the scrofula."

The custom of presenting such testimonials was not limited to folk healers.  Letters of reference from patients were also included in the certificates of "diligent practice" that the physicians were requested to file with the college.  These documents, often accompanied by recommendations from noble and influential patrons, stated that the undersigned had been "perfectly restored to health" and that they had been "treated diligently and canonically."  We find patients' testimonials printed in the little book published by


Promising a Cure 51


an unlicensed healer, Costantino Saccardino, as well as in the autobiography of an illustrious physician such as Gerolamo Cardano.  In both cases, the testimonials served to advertise the healer's good reputation.

For the most part, however, testimonials of successful cures were used by the folk healers, who were excluded from the three primary groups of medical professionals (physicians, apothecaries, and barber-surgeons).  For the professionals, the source of legitimization was the license granted by the medical authorities.  For the folk healers, the source of legitimization was the testimonials of cured patients.  We can thus speak of the coexistence of two sources of legitimization for medical practice -- the medical authorities, above, and the patients, below.

The coexistence of these two sources of legitimization was not without conflict.  An interesting case in point can be found in the municipal records of the city of Lille, France.  In 1697, thanks to a number of patients' testimonials, a woman healer, Marie Jeanne Dassonville, obtained permission from the city council to treat hemorrhoids.  Folk healers often treated only one illness, or a group of symptomatically related complaints.  The surgeons' guild opposed the license, on the ground that only their designated officials were authorized to grant permits to treat this disease -- which required surgical skill because it was considered "external" and curable by "topical" or local remedies.  Furthermore, the surgeons questioned the validity of the testimonials, which they considered "private documents" of no legal value.  The debate reflected a disagreement between municipal and professional authorities not only over who should grant licenses but also over the credibility of the patients' testimonials.  Who should evaluate a healer's performance:  the patients or the healer's professional peers?  The magistrates in Lille ruled that "testimonials by patients proved that Dassonville's remedies should be made available to the public."  As "fathers of the town of Lille, responsible for doing what was best for the residents," they granted the license, stating that "this woman and her remedies are a treasure to the public."  This case clearly shows that the city authorities acknowledged the patients' testimonials as one source of legitimization for medical practice, next to licensing by the medical authorities.

VI.

These two sources of legitimization for medical practice and the need for mediating between them had to be acknowledged also by the




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Protomedicato of Bologna.  In Bologna, unlike Lille, the Protomedicato's role as supreme medical authority was never questioned by the city authorities.  We have already seen that the Protomedicato granted licenses on the basis of patients' testimonials, thus accepting to some extent the legitimization of folk healers from below.  Let us now see what happened at the door of the Studio (university) on a Thursday in 1588, when the protomedici were leaving the building after their weekly session.  The hearing had concerned Giovan Battista Cani, a healer from Milan, who had requested a license to treat "very serious illnesses with some of his remedies."  When examined, the appellant "did not respond wisely, but ignorantly."  The license was denied also on the ground of a previous complaint filed against Cani by a patient whom he had failed to cure.  The healer was ordered to return his payment to this patient, or have his property confiscated.

While the protomedici lingered at the door, a man named Costantino Chiarlino approached them, pleading that Cani be allowed to continue treating his wife.  At this point, the doctors decided to let the healer "treat the woman without the customary fine for practicing without a license upon request by said Costantino."  This case shows apparently contradictory behavior -- a healer who had been denied a license after an examination proved him incompetent was immediately afterward allowed to treat a patient because of a client's intercession.  The contradiction clearly has to do with the coexistence of the two sources of legitimization for healers -- an official one (from the medical authorities) and an unofficial one (from the patients).  It also indicates that in the late sixteenth century, the unofficial source of legitimization was still strong enough to be accepted by the protomedici and to interfere with the official licensing rule, according to which only the medical authorities could pass judgment on a healer's skills.  The protomedici's behavior toward Giovan Battista Cam, moreover, shows that they felt that they should not meddle with the trust relationship between healer and patient unless that trust had been broken, when the healer had not fulfilled his promise of a cure.

At the end of the sixteenth century, therefore, the behavior of the medical authorities did not yet show unmitigated adherence to purely professional criteria for the regulation of medical practice.  Even the protomedici had to accommodate their conduct to the traditional customs that guaranteed the sick an equitable relationship with their healers.  This model of equity was expressed in the agreement for a cure, which represented a mediation between the interests of the sick and those of the healer.  While the protomedici considered cure agreements to be beneath the dignity of the medical profession (and certainly would not have undersigned such agreements in

 


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the course of their professional practice), nevertheless, in their role as magistrates, they recognized such agreements as legally binding, at least for lower rank practitioners, such as the surgeons.  This is shown by a lawsuit of 1574 in which the city authorities appointed the protomedici as competent judges to settle a dispute between the surgeon Ulisse Parmi and the nobleman Paolo Vitali.  In dispute was the payment requested by the surgeon for curing his patient of a hernia.  While the surgeon claimed that the treatment had been successful, the patient refused to pay, stating, "I am not healed, and if you will prove to me that, in fact, I an I offer to pay immediately what is fair."  Asked to establish whether the patient had recovered, the protomedici examined the scar, found it to be "firm, solid, and callused" ("firma, solida et callosa"), and ruled unanimously the the patient was completely cured.  They also established the "fair price" owe by the patient.  Since the surgeon "had fulfilled his promise of a cure" and had visited his patient up to three times a day for forty days, he was to receive, fifteen gold Bolognese coins.  As for the patient, he was reminded that people recovering from hernia were supposed to wear a bandage for at least four months, while he had admitted to wearing it for only one month.  With the admonition, the protomedici seemed to imply that the patient had only himself to blame for his dissatisfaction with the surgeon's treatment.

The protomedici considered their verdict in this case important enough that they decided to advertise it in print with a flyer.  Why?  What they wanted to publicize was their newly obtained authority to settle disput between healers and patients.  Traditionally, the ordinary courts had been the judicial setting for such cases; in fact the Vitali versus Parmi lawsuit had initially been brought to the ordinary court, but the judges had deferred it the College of Physicians.  This marked an important shift:  the medical college receive from the city magistrates the judicial authority to decide civil suits on medical matters.  Thus, by the end of the sixteenth century, the Protomedicato had acquired jurisdiction over all such cases. as well as the power to enforce sentences by confiscating the property of delinquent patients and of those healers who failed to return payments for unsuccessful treatment.

Most significantly, in the case of Parmi versus Vitali the college doctors recognized that the surgeon's right to his fee was contingent upon establishing that the patient had been perfectly cured.  Thus, the protomedici endorsed the terms set by the agreements for a cure, including the principle of payment according to results.  In determining the fair amount of payment due the surgeon, they considered not only the services rendered but also the outcome of treatment.  Thus, in another case brought to the Protomedicato,



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in 1583, in which a surgeon asked for the remainder of the agreed-upon fee, the protomedici grant it "above all, since the patient is cured thanks to him [the surgeon's] labor and industry."  Also in this case, however, the protomedici felt the need to investigate the patient's behavior during treatment in order to establish whether he might be deemed responsible for jeopardizing the success of the treatment.

At the end of the sixteenth century, the protomedici acted as magistrates in charge of implementing the terms of the agreement for a cure, by ordering practitioners to refund money to patients who had not been healed, or conversely, by charging patients to pay healers who had successfully treated them.  We also find the college doctors in the role of mediators between the parties who had undersigned a cure agreement.  In 1586, for instance, the protomedici were called to witness a cure contract between some patients and an itinerant healer, Stefano da Capua.  The sum agreed upon as payment for Stefano's services was deposited in the hands of the protomedici, who would give it to him after the successful completion of treatment.  For his part, Stefano assured the protomedici under oath "that he would not leave Bologna for one month," which was the duration of treatment set in the contract.  By means of their interventions or mediation, the medical authorities protected the patients against the chance of abandonment before the end of the cure and also safeguarded the healer against the risk that his patients would be unwilling to pay.

Such a direct involvement of the protomedici in the drawing up of cure agreements, however, was already rare at the end of the sixteenth century and became even more so from then on.  Starting around this period, we notice a dramatic shift in the medical authorities' attitude toward cure agreements.  Such agreements were increasingly frowned upon by the medical authorities and rejected as incompatible with the professional definition of medical practice.  This change of attitude would have important consequences for the relationship between patient and healer.  Cure agreements implied the presence of a magistrate who endorsed them as legally binding.  When no longer sanctioned by the medical authorities, as we shall see, such agreements would slowly disappear.

The judicial records of the Protomedicato display an intricate pattern of shifting rules and relationships.  As will become clear when we analyze the patients' claims and the court's response, there was a complex interaction between different perspectives:  what the patients denounced as a broken promise of a cure, the protomedici redefined through the seventeenth century as illegal medical practice -- as a violation of professional norms rather than


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as a betrayal of the patient's trust.  Throughout this process, the relationship between practitioners and patients changed dramatically.  This change can be partly related to the pressure that each party in the medical system exerted on the others.  There was, first of all, the mutual pressure between healers and patients, which had reached a sort of equilibrium point in the balance of power expressed by the cure agreement.  Pressure on the healers was exerted not only from below, by the patients, but also from above, by the medical authorities, who set the rules for orthodox medical practice.  Thus, the healers had to meet two different sets of expectations -- those of the patients, who expected treatment to be effective, and those of the medical authorities, who expected it to be orthodox.  At the top of the medical system, the protomedici themselves were not exempt from pressure, and they also had to respond to two different sets of expectations.  It was incumbent upon them, as supreme medical authorities, to protect the professional interests of the various groups of medical practitioners, who shared common goals despite their intraprofessional rivalries.  However, as public magistrates, the protomedici were supposed to defend the patients' right to equity in the therapeutic transaction.  It was their difficult, therefore, to represent both professional interests and patients' rights -- a task particularly difficult at the end of the sixteenth century, when patients' rights were still based on the nonprofessional model of the cure agreement.