Tue Sept 24
Week 1 |
The liminal zone between early and modern linguistics
Course Introduction;
Self-introductions and interests;
Sir William Jones (“Oriental Jones”);
Colonial linguistics and the beginnings of comparative linguistics
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Readings (in class; everyone will work in one of these four groups):
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What can we learn from Jones’ famous address?
- William Jones. 1786. The Third
Anniversary Discourse (as President of the Asiatick Society of Bengal). In The Works of Sir William Jones,
vol. 1, pp. 19–34. (It would be a shame for no one to read until
the end of the address; perhaps in the first instance, some people
can read Section I and others Sections II and III, and then you can
discuss or swap around as time is available.)
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Who was William Jones?
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A critical perspective: What did Jones actually discover/invent? Maybe
not much? Or maybe he did open up new vistas (with good timing)?
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How fundamental was the role of Sanskrit and Pāṇini in the
formation of modern linguistics (in Europe and the U.S.)? Don’t
try to learn everything about all these people, but try to look for
the through-lines of the influence of Sanskrit (and Jones) on the
foundation of Linguistics as a field.)
Reading (at home, exceptionally, afterwards):
- James McElvenny. 2024. A History of Modern
Linguistics, Chapter 1 and Chapter 2 through section 2.3
(pp. 1–14).
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Assign people for week 2
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Tue Oct 1
Week 2 |
Pāṇini: An early first triumph of formal descriptive linguistics
Levels (mainly phonology and syntax), combinatoriality, simplicity. Sanskrit.
Pāṇini's grammar. It's influence on later linguists.
Grammar as a maximally compact representation of language. Phonological
features. Thematic roles. Rule ordering, blocking.
A generative grammar?
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Everyone reads:
Pāṇini/Kiparsky experts read:
- Paul Kiparsky. 2009. On the architecture of Pāṇini’s
grammar. In Huet, G., Kulkarni, A., Scharf, P. (eds) Sanskrit
Computational Linguistics. LNCS vol. 5402. Berlin: Springer.
It's long (sorry)! Let's skip morphology (sorry), but read Sections 1,
2, and 4.
New thinkers read:
Counterstrike force. Read the Scharf piece, but you'll almost
surely have to consult materials above to help make sense of it. I
included the Bodas piece, but you don't have to read it. For most of
the class (and me), it is inaccessible.
Computationalists could choose to read:
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Assign people for week 3 |
Tue Oct 8
Week 3 2
hours of class (end about 3:45) |
Historical linguistics
The development of the comparative method;
The Junggrammatiker (Neogrammarians);
Grimm, Brugmann
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Readings:
Everyone not presenting should read 1, 2, 3, 4, and section 5.4.1 of
6, and write 2 discussion comments/questions on each of 1, 3, and 4 (6
comments in total).
The two people presenting “Grimm” (for ~1 hour including
discussion) should cover sections 2.4 and 4.1 of McElvenny, 2,
3, and section 5.4.1 of 6.
The two people presenting the Junggrammatiker (for ~1
hour including discussion) should cover chapters 6 and 7 of
McElvenny, 4, and skim 5.
- James McElvenny. 2024. A History of Modern
Linguistics, Section 2.4, Chapter 4 through Section 4.1, and
Chapters 6 and 7 (pp. 14-18, 34-37, 58-79.
(pp. 1–14).
- Sally Thomason. 2007. Fitchifying the history of
linguistics. Language Log.
http://itre.cis.upenn.edu/~myl/languagelog/archives/005021.html
- Jacob Grimm. 1893. Deutsche Grammatik. Gütersloh:
C. Bertelmann, vol. I, pp. 580–592. From Winfred
P. Lehmann. 1967/2005. A Reader in Nineteenth Century
Historical Indo-European Linguistics. Note: This is from a
later edition, but it was originally written 1819–1837.
- Hermann Osthoff and Karl Brugmann. 1878.
Morphologische
Untersuchungen auf dem Gebiete der
indogermanischen Sprachen, vol. I, pp. iii–xx. Leipzig: S. Hirzel. From Winfred
P. Lehmann. 1967/2005. A Reader in Nineteenth Century
Historical Indo-European Linguistics.
- Karl Brugmann. 1876.
Nasalis sonans in der indogermanischen Grundsprache.
Curtius Studien 9: 287–338. From Winfred
P. Lehmann. 1967/2005. A Reader in Nineteenth Century
Historical Indo-European Linguistics. (You don't need to
read this, but you might look at Lehmann's introduction. I just stuck
it here to convey that the Neogrammarians did engage themselves in
substantive comparative grammatical work, not just position statements!)
- Lyle Campbell. 2013. Historical Linguistics: An
Introduction, chapter 5. Edinburgh University Press. Minimally review
section 5.4.1. (pp. 135–139) for a modern presentation of Grimm's
Law. Optionally read as much else as you want on the comparative method.
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Assign people for week 4
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Tue Oct 15
Week 4 |
Semiotics and structuralism
Ferdinand de Saussure, Roman Jakobson (and the Prague School)
American Structuralism and the emergence of American Linguistics
Boas, Sapir, Bloomfield, Whorf, Hockett, Harris, …. Externalism and Emergentism.
General overview of American linguistics 1900-1950. [Chris; no readings]
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Readings:
Everyone should read the extract from de
Saussure and Chapter 10 of McElvenny. Non-presenters should write 2 discussion
comments/questions on each.
We will all discuss de Saussure drawing from everyone’s questions/comments (~50 mins).
Two people each will present Jakobson’s (i) Structuralism
and phonology and (ii) Poetics respectively for ~25 mins each, and should read both the
relevant article, and the relevant part of Caton's survey of
contributions.
For the final part of class, Chris will survey American
structuralism and the institutionalization of American linguistics.
- James McElvenny. 2024. A History of Modern
Linguistics, Chapter 10 (Prague School). Of course, Chapter 8 is
also there and about de Saussure and Chapters 14 and 16 cover
American Structuralism in general, but life is short, so this isn't required reading….
- de Saussure: Synchronic vs. diachronic
linguistics. Sign. Langue and parole. Semiotics and structuralist linguistics
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Ferdinand de Saussure. 1916 [1983]. Course in General
Linguistics. Introduction, chapters II and III (pp. 6–17),
Part One, chapters I, II, and part of III (pp. 65–89), and Part Two, chapters I
to IV (pp. 101–122). [That first link is part of the Wade Baskin
translation of 1959. Here is the first part of the
reading from the 1983 translation of Roy Harris, which is generally
taken to be linguistically better.]
- Jakobson: Structuralism and phonology
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Steven C. Caton. 1987. Contributions of Roman
Jakobson. Annual Review of Anthopology 16: 223–260, pp. 223–237.
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Roman Jakobson and Morris Halle. 1956. Phonology and
Phonetics. In Roman Jakobson and Morris Halle (eds.), Fundamentals
of Language, Mouton, The Hague, pp. 1-51. Reprinted in Jakobson's
collected works, phonological studies.
- Jakobson: Poetics
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Roman Jakobson. 1960. Closing Statement: Linguistics and
Poetics. In Thomas A. Sebeok (ed.), Style in Language.
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Steven C. Caton. 1987. Contributions of Roman
Jakobson. Annual Review of Anthopology 16: 223–260, pp. 238–253.
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First squib due! – I'm okay with getting it by end-of-day Friday! |
Tue Oct 22 Week 5 |
Early Generative Grammar
Noam Chomsky. Early developments in generative grammar. Essentialism.
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Readings:
Two people will lead the discussion of Syntactic
Structures (~1 hour).
Two people will lead the discussion of Aspects (~1
hour).
Everyone else should read one of the readings for
Syntactic Structures or Aspects (let’s try to divide people
roughly evenly) and write two discussion comments or questions
based on their reading.
If there is extra time, Chris can discuss a bit the
subsequent development of generative grammar since Aspects and/or Essentialism.
- Chomsky: Syntactic Structures
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Noam Chomsky. 1957. Syntactic Structures. THe Hague:
Mouton. Preface + Ch. 1–6 (pp. 5–60)
- Chomsky: Aspects
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Noam Chomsky. 1965. Aspects of the Theory of
Syntax. Cambridge, MA: MIT Press. Preface + Ch. 1 (pp. v–62).
Additional sources
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Barbara Scholz, Francis Jeffry Pelletier, Geoffrey
K. Pullum, and Ryan Nefdt. 2022. Philosophy of
Linguistics. Stanford Encyclopedia of Philosophy. [web]
[cached pdf].
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Biolinguistics (if you only look at one of these, I'd look
at the first – it's quite the manifesto; I guess they're trying to
compete with the Junggrammatiker!): [Boeckx/Grohmann 2007], [Chomsky
2007], [Boeckx 2013].
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Port-Royal: Logic and grammar
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Tue Oct 29 Week 6 |
The socio-cultural character of language
Weinreich, Labov & Herzog; Labov
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Readings:
Two people will lead the discussion of Weinreich,
Labov, and Herzog (~1 hour).
Two people will lead the discussion of Labov: NYC (~1
hour).
Everyone else should read one of the readings
and write two discussion comments or questions
based on their reading. If you haven’t read either before, I’d
recommend Weinreich, Labov, and Herzog.
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Uriel Weinreich, William Labov, and Marvin
I. Herzog. 1968. Empirical Foundations
for a Theory of Language Change. In
Directions for Historical Linguistics: A Symposium
edited by W. P. Lehmann and Yakov Malkiel, 95–195. A bridge
between diachronic and synchronic empirical linguistics; tells its
own history of the field. Read through the end of section 2 (p. 150).
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William Labov. 1966/2006. The
Social Stratification of English in New York
City. Cambridge: Cambridge University Press, ch. 1 and 3.
Foundational work of modern sociolinguistics. This extract is
from the 40th anniversary edition. Commentary added in 2006 is in
square brackets. I'm not sure whether having it is an improvement
or not.
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Tue Nov 5 Week 7 |
Democracy Day: day of civic service (no classes)
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Second squib due. (I'm okay with getting it by the end of day Friday.)
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Tue Nov 12 Week 8 |
Semiotics and Signs Silverstein and C. S. Peirce
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Readings:
Two people will lead the discussion of each of
Silverstein, Peirce (primary sources), Peirce (secondary articles)
for about 50 mins each.
Everyone else should read one of the sets of readings
(1–3 below),
and write two discussion comments or questions
based on their reading by Sunday night.
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Michael Silverstein. 1979. Language Structure and Linguistic Ideology. In
The Elements: A Parasession on Linguistic Units and Levels,
edited by Paul R. Clyne, William F. Hanks, and Carol L. Hofbauer,
193–247. Chicago: Chicago Linguistics Society. Silverstein
provides a through-line from Boas to semiotic functionalism and
his concept of ideologies.
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Nathan Houser et al., ed. 1998. The Essential Peirce:
Selected Philosophical Writings, Volume 2
(1893–1913). Bloomington, IN: Indiana University Press, “What is a
Sign” pp. 4–10, “Pragmatism”
pp. 398–421 (i.e., let’s read "Variant 1"), “Excerpts from Letters to
Lady Welby” (!) pp. 477–491. Total Peirce
readings = 7 + 24 + 15 = 46 pp.
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Richard J. Parmentier. 1994. Signs in Society: Studies in
Semiotic Anthropology. Bloomington, IN: Indiana University
Press, chapters 1 and 4 (pp. 3–22; 70–97. Total readings = 20 + 28 = 48 pp.
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Extra reference material (not assigned reading): Stanford
Encyclopedia of Philosophy. 2022. Peirce's Theory of
Signs.
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Send a topic proposal for your final paper.
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Tue Nov 19 Week 9 |
Probability, Information Theory, and Language
Shannon, Gleason, Jelinek, and Sankoff.
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Readings:
- Claude Shannon. Shannon essentially invented the field
on Information Theory single-handedly, while working at Bell Labs
in the late 1940s. We skip his (original, key, longer) more technical exposition.
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Warren Weaver. 1949. Recent
Contributions to the Mathematical Theory of Communication. In
Claude E. Shannon and Warren Weaver, The Mathematical Theory of
Communication. Urbana, IL: The University of Illinois
Press. Ch. 1, pp. 1–28. And also Shannon pp. 31–35 to see the
origins of the “noisy channel model” (which dominated
probabilistic NLP in the 1990s and 2000s).
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Shannon, Claude E. 1951. Prediction and Entropy of
Printed English. The Bell System Technical Journal
30(1): 50–64. Read sections 1–3. Total Shannon reading = 40 pages.
- David Sankoff. An interesting story between mathematics
(statistics) and (socio)linguistics.
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Henrietta J. Cedergren and David Sankoff. 1974. Variable Rules:
Performance as a Statistical Reflection of
Competence. Language 50(2): 333–355.
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David Sankoff. 1987. Variable Rules. In Ulrich
Ammon, Norbert Dittmar, and Klaus J. Mattheier (eds.), Sociolinguistics: An
International Handbook of the Science of Language and Society,
vol. 2. Berlin: Walter de Gruyter. Note: There is a
second edition from 2004, but, somehow, our library seems to have
volumes 1 and 3 but not 2. I do not know whether the article is
revised therein.
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“Extra” reading, which you do not have to read:, David Sankoff. 1978. Probability and
linguistic variation. Synthese 37: 217–238. I threw
this one in to give a bit
more of an idea how over the decades, David Sankoff has written widely
on probability and language, including rates of lexicon change
(“glottochronology”), theory of probabilistic context-free
grammars, and their use to model code-switching, as well as the
variable rules approach, and other topics in sociolinguistics.
- Steve Abney. Another interesting story between
linguistics and NLP….
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Steven Abney. 1996. Statistical Methods and
Linguistics. In Judith L. Klavans and Philip Resnik (eds),
The Balancing Act: Combining Symbolic and Statistical
Approaches to Language. Cambridge, MA: The MIT Press, pp. 1–26.
- Fred Jelinek. Fred Jelinek was the pioneer at IBM
Research who led the adoption of probabilistic models in
speech and natural language processing. I don't think it's so
useful for this class to dive into his technical work, but these
look-backs from Fred himself and Mark Liberman are useful thought
fodder. Note that they were both written just before neural
network approaches really blossomed in NLP again.
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Frederick Jelinek. 2009. The Dawn of Statistical ASR and
MT. Computational Linguistics 35(4): 483–494.
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Mark Liberman. 2010. Obituary: Fred Jelinek. Computational Linguistics 36(4): 595–599.
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Tue Nov 26 |
Thanksgiving break; no class
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Tue Dec 3 Week 10 |
Connectionism and its critics
Rumelhart & McClelland, Fodor
& Pylyshyn, Pinker & Prince
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Readings: The original 1980s papers are, unfortunately, all really, really
long!
- David E. Rumelhart and James L. McClelland. 1986. On
Learning the Past Tenses of English Verbs. In James
L. McClelland, David E. Rumelhart, and the PDP Research Group
(eds.), Parallel Distributed Processing: Explorations in the
Microstructure of Cognition. Volume 2: Psychological and
Biological Models,, pp. 216–271. Cambridge, MA: The MIT
Press. Read: pp. 216–245 and 261–268 (38 pp.).
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Jerry A. Fodor and Zenon W. Pylyshyn. 1988. Connectionism and cognitive architecture: A critical
analysis. Cognition 28(1–2): 3–71. We'll read from
the beginning through the end of Section 3 and the conclusion = 48
+ 3 = 51 pp.
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Steven Pinker and Alan Prince. 1988. On
language and connectionism: Analysis of a parallel distributed
processing model of language acquisition. Cognition
28(1–2): 73–193. This paper is such a long beating with
a hammer. Let's read: beginning and section 1 (pp. 73–82), section
3 and 4.0 (pp. 87-96), sections 5, 6, and 7.0 (pp. 123–129), and
sections 7.3 and 8 (pp. 164–184) So, in
total, 10 + 10 + 7 + 21 = 48 pp.
- Steven Pinker and Michael T. Ullman. 2002. The past and future of the past tense. TRENDS in
Cognitive Sciences 6(11): 456–463. Replies to this
article pp. 464–474. We will read the article and the first
reply, pp. 456–471. This is a second
round rehash of the issues, a paper that is itself now already
20 years old. Subsequent to this time, connectionist models,
rebranded as “deep learning” seem for the moment to have basically
won….
- EXTRA REFERENCE! Seymour Papert. 1988. One
AI or Many? Dædalus 117(1): 1–14. This gives some
interesting context on the history of neural networks and the
return of connectionism, from the perspective of artificial intelligence.
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Tue Dec 10 |
No class!
Final paper due.
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Final paper due |