Historical Syntax

260B: Historical Morphosyntax, Spring 2007

Readings marked with a *star are required. The others are recommended.

3.4. Introduction: Stability and change. Contact, acquisition, and language use as causes of change. The transition problem. Deblocking vs. the seed hypothesis: the spread of the periphrastic comparative. Using textual evidence.

5.4. Mechanisms of change. The constraints problem. Connections between morphological and syntactic change. Goals of a theory of change.

Read: *A. Kroch, Syntactic change, Sections 1,2 (M. Baltin and Chris Collins, edd., Handbook of Syntax, 2001). *D. Lightfoot, Grammatical approaches to syntactic change (Brian D. Joseph and R.D Janda, edd., Handbook of Historical Linguistics, 2003). *Susan Pintzuk, Variationist approaches to syntactic change (ibid).

10.4. Historical explanation. Typology and universals. The amphichronic program.

Read: *Kroch, sections 3-6. M. Hale, Diachronic Syntax. P. Kiparsky, Amphichronic linguistics vs. Evolutionary Phonology. Theoretical Linguistics, 32: 217-236, 2006. Syntax 1:1-18 (1998) (download from Stanford Library E-resources).

12.4. The spread of innovations. The constant rate hypothesis.

Read: *Anthony Kroch, Reflexes of grammar in patterns of language change, Language Variation and Change 1: 199-244. David Denison, Log(ist)ic and simplistic S-curves. In Hickey, ed., Motives for Language Change, CUP 2003.

17.4. Germanic and Old English clause structure. V-to-C and V-to-I.

Read: *P. Kiparsky, The Shift to Head-Initial VP in Germanic. In H. Thrainsson, J. Peter, and S. Epstein (eds.), Comparative Germanic Syntax. Kluwer, 1996. *Eric Fuss, On the historical core of V2 in Germanic, Nordic Journal of Linguistics 26.2 (2003), 195-231 (download from Stanford Library E-resources).

19.4. The OV to VO shift.

Read: *Paul Kiparsky, The Rise of Positional Licensing, *Ans van Kemenade and Nigel Vincent (eds.), Parameters of Morphosyntactic Change. OUP 1997, Susan Pintzuk, Verb-object order in Old English: variation as grammatical competition. In Lightfoot, ed., Syntactic Effects of Morphological Change. OUP 2002.

24.4. The OV to VO shift, continued.

Read: *Eric Fuss and Carola Trips. 2001. Variation and change in Old and Middle English: on the validity of the double base hypothesis. Journal of Comparative Germanic Linguistics vol. 4 (Download from here). Ch. 3 of Brady Clark, A Stochastic Optimality Theory Approach to Syntactic Change (2004).

26.4. do-support and the auxiliary system.

Read: *Andrew Garrett, On the Origin of Auxiliary Do, English Language and Linguistics 2 (1998) 283-330.

1.5. The rise of functional projections: Greek and Indo-Aryan parallels. Explaining the shifts from passive to ergative and lexical to structural case.

Read: P. Kiparsky and Cleo Condoravdi, Clitics and Clause Structure Journal of Greek Linguistics, 2:1-39, 2002. Ashwini Deo and Devyani Sharma, Typological Variation in the ergative morphology of the Indo-Aryan languages.

3.5. Grammaticalization.

Read: *Elizabeth Traugott, Grammaticalization Encyclopedia of languages and linguistics, Vol 3. Pergamon Press, 1994, *Haspelmath, Martin, Why is grammaticalization irreversible? Linguistics 37.1043-1068 (1999). *P. Kiparsky, Grammaticalization as optimization , 2005.

8.5. Grammaticalization, continued.

Read: *Whitney Tabor and Elizabeth Traugott, Structural scope expansion and grammaticalization, In A.G. Ramat and Paul Hopper (eds.) The limits of grammaticalization. Benjamins, 1998. *Elizabeth Traugott and Paul Hopper, Grammaticalization (2nd edition), Ch. 3 ("Mechanisms: Reanalysis and Analogy").

10.5. Jespersen's cycle.

Read: Regine Eckardt, Semantic Change in Grammaticalization, in Graham Katz, Sabine Reinhard, and Philip Reuter (edd.) Sinn und Bedeutung, Vol VI. P. Kiparsky and Cleo Condoravdi, Tracking Jespersen's Cycle. In Janse, M., B.D. Joseph, and A. Ralli (edd.) Proceedings of the 2nd International Conference of Modern Greek Dialects and Linguistic Theory. Mytilene: Doukas, 2006.

8.5. Grammaticalization, continued.

15.5. Finite sentential complementation: the origin of that-clauses.

Read: *P. Kiparsky, Indo-European Origins of Germanic Syntax. In Ian Roberts and Adrian Battye (eds.), Clause Structure and Language Change, p. 140-167. Oxford University Press, 1994. *Guy Deutscher, Syntactic Change in Akkadian: The evolution of sentential complementation, OUP 2000 (brief selection).

17.5. From prepositions to complementizers: to and for to.

Read: *Olga Fischer, The rise of the for NP to V construction: an explanation. In Graham Nixon and John Honey (edd.) An historic tongue: studies in linguistics in memory of Barbara Strang. 1988.

22.5. Tense, aspect, voice, mood. The rise of periphrastic perfects and passives.

24.5. The evolution of pronouns, reflexives, and articles. The subset principle.

29.5. Optimality-theoretic approaches to variation and change: free constraint ranking, stochastic OT.

31.5. Formal learning-theoretic approaches. Yang's model of grammar competition.

Read: *Charles Yang, Internal and external forces in language change. Language Variation and Change. 12:231-250 (2000).

5.6 Computational models of language evolution.

Read: *Brady Clark, Matthew Goldrick, and Kenneth Konopka, Language Change as a source of word order generalizations. Henry Brighton, Kenny Smith, and Simon Kirby. Review: Language as an evolutionary system. Physics of Life Reviews. 2:177-226 (2005). Available online at www.sciencedirect.com.


Last modified Apr 03, 2007